...). [Answer may be found in 1.2] Type “B” Question 2. An investment-linked long term insurance policy usually serves which of the following objectives: (i) protection (ii) investment (iii) fixed interest income (iv) guaranteed final return (a) (i) and (ii) only; (b) (ii) and (iii) only; (c) (iii) and (iv...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-long-2015.docx -
Date: 2019-12-02
... September 2015, we had identified a number of technical issues for further deliberations. From November 2016 to mid-2017, we actively engaged with a number of representatives of the Hong Kong Federation of Insurers (“HKFI”) and the Actuarial Society of Hong Kong through four Industry Focus Groups (IFGs)2...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20170728_2.pdf -
Date: 2018-01-12
... GL16 GUIDELINE ON UNDERWRITING LONG TERM INSURANCE BUSINESS (OTHER THAN CLASS C BUSINESS) Insurance Authority Contents Page 1. Introduction………………………………………………. 1 2. Relevant Regulatory Documents…………………………. 1 3. Purpose…………………………………………………… 2 4. Duties of the Board of Directors, the Controller and...
https://www.ia.org.hk/english/legislative_framework/files/GL16.pdf -
Date: 2020-09-24
... Insurance Intermediaries Qualifying Examination – Paper II P 1 of 3 Candidates are recommended to study the 2018 Edition of the Study Notes (with Update (August 2019)) for examinations to be held from 2 December 2019 onwards. Insurance Intermediaries Qualifying Examination – Paper II Syllabus for...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GI_syl_eng_2019_file2.pdf -
Date: 2019-12-02
... September 2021. Details of the CPD compliance reporting procedures will be announced in due course. - 2 - Additional Facilitative Measures regarding CPD A. Raising the Cap on CPD hours which may be completed by E-learning Activities in the First and Second Assessment Periods The maximum cap on the number of...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_12062020.pdf -
Date: 2020-06-15
... September 2021. Details of the CPD compliance reporting procedures will be announced in due course. - 2 - Additional Facilitative Measures regarding CPD A. Raising the Cap on CPD hours which may be completed by E-learning Activities in the First and Second Assessment Periods The maximum cap on the number of...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_12062020.pdf -
Date: 2020-12-21
...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....
https://www.ia.org.hk/english/legislative_framework/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2020-09-24
...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance.pdf -
Date: 2020-06-24
...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance_Brokers.pdf -
Date: 2020-06-24
...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2019-09-10