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311 to 320 about 4910 results for "unauthorised insurance policy disciplinary"
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... of insurance; b) whether the decision relates to an insurance matter; and c) whether the decision is made by a person in his/her/its capacity as an existing or potential policy holder. 5 Note: A policy holder includes a claimant 3, i.e. a person who makes an insurance claim. 2.9 “Regulated advice” In...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Licensing_Requirements_for_Banking_Sector.pdf - Date: 2019-11-29
... of Conduct for Licensed Insurance Brokers (“Code of Conduct”) provides that where a licensed insurance broker company intends to arrange an insurance policy for its client and will receive remuneration paid by the insurer for arranging the insurance policy, the broker company is required to provide...
https://www.ia.org.hk/english/legislative_framework/files/Practice_note_on_Remuneration_Disclosure_Eng.pdf - Date: 2020-06-01
... of Conduct for Licensed Insurance Brokers (“Code of Conduct”) provides that where a licensed insurance broker company intends to arrange an insurance policy for its client and will receive remuneration paid by the insurer for arranging the insurance policy, the broker company is required to provide...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Practice_note_on_Remuneration_Disclosure_Eng.pdf - Date: 2020-06-24
...; "The Insurance Casebook of Detective Lun" Episode 4: The Enigmas of Life Policy Replacement "Once Upon a Time for Participating Policies"  Episode 1: Change  ...
https://www.ia.org.hk/english/infocenter/publications_publicity_materials.html - Date: 2024-01-18
... with societal aspirations. PRotECtING PolICy HoldERS On 23 September 2019, the IA commenced the statutory regulatory regime for all insurance intermediaries, heralding a new era of unified licensing, continuous professional training and disciplinary mechanisms. Our main attention will henceforth be...
https://www.ia.org.hk/english/infocenter/files/IA_Annual_Report_2019_20_Eng.pdf - Date: 2021-12-14
... with societal aspirations. PRotECtING PolICy HoldERS On 23 September 2019, the IA commenced the statutory regulatory regime for all insurance intermediaries, heralding a new era of unified licensing, continuous professional training and disciplinary mechanisms. Our main attention will henceforth be...
https://www.ia.org.hk/english/infocenter/files/IA_Annual_Report_2019_20_Eng.pdf - Date: 2022-05-24
[PDF] GL8.pdf
... services to existing and potential policy holders. Hence, in conducting insurance business over the Internet, the parties concerned have to comply with the Insurance Ordinance (Cap. 41) (“the Ordinance”) and other regulatory guidelines or industry rules in the same manner as conducting business in the...
https://www.ia.org.hk/english/legislative_framework/files/GL8.pdf - Date: 2020-09-24
... for Insurance Brokers (“Guideline”) issued by the IA. The IA proposed to refine and enhance certain requirements so as to enhance protection for policy holders and potential policy holders. The key proposed enhancements were:  to increase the minimum amounts of the paid-up share capital and net...
https://www.ia.org.hk/english/infocenter/files/Broker_Rules_Conclusions_Eng.pdf - Date: 2019-09-03
... for Insurance Brokers (“Guideline”) issued by the IA. The IA proposed to refine and enhance certain requirements so as to enhance protection for policy holders and potential policy holders. The key proposed enhancements were:  to increase the minimum amounts of the paid-up share capital and net...
https://www.ia.org.hk/english/infocenter/files/final_Broker_Rules_Conclusions_Eng.pdf - Date: 2019-09-03
... for Insurance Brokers (“Guideline”) issued by the IA. The IA proposed to refine and enhance certain requirements so as to enhance protection for policy holders and potential policy holders. The key proposed enhancements were:  to increase the minimum amounts of the paid-up share capital and net...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Broker_Rules_Conclusions_Eng.pdf - Date: 2019-09-10