... auditing or reporting irregularities includes but is not limited to – a) falsifying or causing to be falsified a document; b) making a statement, in respect of a document, that was material and that he knew to be false or did not believe to be true; c) negligence in the conduct of his profession; d...

... client accounts? A6. The licensed insurance broker company should promptly rectify the irregularities identified in its client accounts. Further, if the irregularities have amounted to a material breach of the IO and/or Broker Rules, the broker company should report the irregularities to the Insurance...

... knowledge of the customer b) Material change occurs in respect of the operation of a customer's account. Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Special Requirements Insurance policy ·Identify a beneficiary by name or ·In the case of designation...

... Requirements for Employees of Authorized Insurers • to help insurers better understand whether their employees will be required to be licensed or may be exempted under the new regime • to explain the factors the IA will have regard to when determining whether a decision is a material decision and whether an...

... recorded in the contract of insurance, whether in the insurance policy, the policy schedule, the quotation or offer letter, or in any promotional material (the terms of which are incorporated by reference into the contract of insurance). 7. Procedures and Controls 7.1 Authorized insurers, licensed...

... Requirements for Employees of Authorized Insurers • to help insurers better understand whether their employees will be required to be licensed or may be exempted under the new regime • to explain the factors the IA will have regard to when determining whether a decision is a material decision and whether an...

... knowledge of the customer b) Material change occurs in respect of the operation of a customer's account. Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Special Requirements Insurance policy ·Identify a beneficiary by name or ·In the case of designation...

... recorded in the contract of insurance, whether in the insurance policy, the policy schedule, the quotation or offer letter, or in any promotional material (the terms of which are incorporated by reference into the contract of insurance). 7. Procedures and Controls 7.1 Authorized insurers, licensed...

... Requirements for Employees of Authorized Insurers • to help insurers better understand whether their employees will be required to be licensed or may be exempted under the new regime • to explain the factors the IA will have regard to when determining whether a decision is a material decision and whether an...