... inform the IA of any material changes to the plans as soon as reasonably practicable. 29. The IA may carry out inspection under the IO in relation to a business of a regulated activity carried on by an AI, when the IA considers it necessary to do so. Should these circumstances arise, the IA will consult...

... inform the IA of any material changes to the plans as soon as reasonably practicable. 29. The IA may carry out inspection under the IO in relation to a business of a regulated activity carried on by an AI, when the IA considers it necessary to do so. Should these circumstances arise, the IA will consult...

... amount of premium payable for the product.    In providing any of the permitted gifts, promotions or incentives set out in paragraph  6.1  to an  insurance broker, Member Companies should ensure  they do not create a  conflict of interest in the duty that the insurance broker owes to the policyholder (or...

... not duty-bound to alert clients of any mismatch between their risk level of the portfolios and risk profiles, but when such mismatch is identified when the risk profile procedures are conducted under point 16 above, Members and their registrants should serve a health warning to the clients of the...

...  Obliged to transfer information to law enforcement agencies on suspicious cases or upon requirements from law enforcement agencies in Hong Kong without prior consent Thematic Onsite Inspections  Insurance Institutions with material long term insurance business including MCVs. MCVs – IA’s Initiatives 20...

...  Obliged to transfer information to law enforcement agencies on suspicious cases or upon requirements from law enforcement agencies in Hong Kong without prior consent Thematic Onsite Inspections  Insurance Institutions with material long term insurance business including MCVs. MCVs – IA’s Initiatives 20...

...  Obliged to transfer information to law enforcement agencies on suspicious cases or upon requirements from law enforcement agencies in Hong Kong without prior consent Thematic Onsite Inspections  Insurance Institutions with material long term insurance business including MCVs. MCVs – IA’s Initiatives 20...

... business. Scale and scope • An II should conduct its assessment every two years and upon trigger events which are material to the II’s business and risk exposure. Timing • Documenting and obtaining the approval of senior management on the risk assessment results. Senior management approval IRA Chapter 2...

... business. Scale and scope • An II should conduct its assessment every two years and upon trigger events which are material to the II’s business and risk exposure. Timing • Documenting and obtaining the approval of senior management on the risk assessment results. Senior management approval IRA Chapter 2...