Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2.Circular_letter_Updates_on_OCIs_GN15_PIBAs_GN.pdf -
Date: 2019-12-20
... include: private or public reprimand; pecuniary penalty not exceeding the greater of HK$10 million or 3 times the profit gained or loss avoided as a result of the contravention; suspension of licence; revocation of licence; prohibition of...
https://www.ia.org.hk/english/enforcement/lii/iis.html -
Date: 2021-09-13
... extreme weather events this time may surpass the $3 billion paid out after Typhoon Mangkhut in 2018. The Insurance Authority (IA) is closely monitoring the situation and will collect industry data for further analysis. We recognise the need for urgent relief among the general public and...
https://www.ia.org.hk/english/infocenter/speeches_articles/20230917.html -
Date: 2023-09-18
[PDF]
cir_aml_20170615.pdf
... INSURANCE” AND NOT TO [aml_tec-6-45_CE_20170615/ah] To : Chief Executives of all authorized insurers Dear Sirs, United Nations Sanctions ( We are writing to inform you that persons and entities has been specified under section 3 Sanctions (Democratic People leg. AE) (“the Democratic People has been...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170615.pdf -
Date: 2018-01-15
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN3_GN_on_Proper_Delivery_of_LT_Policy_23_4_2007_eg19.pdf -
Date: 2019-12-20
... The Code-Eng ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/7a_HKFI_CoP_for_Admin_of_Agents_7th_Edition_Eng_1_3_2010_20190823.pdf -
Date: 2019-12-20
[PDF]
cir_aml_20170619.pdf
... associate. You should review your records carefully to see whether you have had, or currently have, accounts, transactions or dealings with the or entities. If such review reveals any suspicious accounts, transactions or dealings, you should promptly notify the Joint Financial /… - 2 - Should you have any...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170619.pdf -
Date: 2018-01-15
... of considerable public concern. The IA concluded that, in sending the Message, Mr Yam had: contravened Standard and Practice 1.2(c) of the Code of Conduct which requires a licensed individual insurance agent to comply with the policies, procedures and other applicable...
https://www.ia.org.hk/english/infocenter/press_releases/20210707_1.html -
Date: 2021-07-07
[PDF]
Cir_dd_14.05.2019.pdf
... of Insurers, the Hong Kong Confederation of Insurance Brokers and the Professional Insurance Brokers Association. - 2 - • Complaint and disciplinary cases that are unresolved by the SROs before the Commencement Date will be handled by the IA but with reference to the relevant codes, guidance notes...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_14.05.2019.pdf -
Date: 2019-11-29
[HTML]
Authorized Insurers
...: private or public reprimand; pecuniary penalty not exceeding the greater of HK$10 million or 3 times the profit gained or loss avoided as a result of the contravention; suspension of the authorization; revocation of the authorization; and prohibition of...
https://www.ia.org.hk/english/enforcement/authorized_insurers/AuthorizedInsurers.html -
Date: 2021-09-13