... 檔號: MC/CPD/CIR 僅經電郵發送 致: 所有獲授權保險人的行政總裁、持牌保險代理機構及持牌保險經紀公司的負責人 敬啟者: 持續專業培訓規定 2018-2019年度培訓評核期的紀律行動 現謹致函通知,保險業監管局(“保監局”)已於2022年1月8日,對91位持牌個人保險代理就未遵 守由2018年8月1日至2019年7月31日培訓評核期的持續專業培訓規定,採取紀律行動。該評核期 為保監局接手規管持牌保險中介人之前的最後一個培訓評核期,保監局沿用了過往自律規管制 度下適用的準則施加是次紀律處分1。 有關的持牌個人保險代理已被撤銷牌照及禁止在3個月內申請成為持牌保險中介人,直至他們完 成...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/20220110CircularChineseUpload.pdf -
Date: 2022-05-31
... Aim to adopt the Common Ground Taxonomy2, which will be developed by mid-2021 by the International Platform on Sustainable Finance (IPSF) Working Group on Taxonomies co-led by China and the EU. The Hong Kong Monetary Authority and Securities and Futures Commission have now also joined the IPSF....
https://www.ia.org.hk/english/infocenter/press_releases/20201217.html -
Date: 2020-12-17
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_GN_on_An_Cert_for_Prof_Ind_v1_7_3_2007_eg19.pdf -
Date: 2019-12-20
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_PIBA_Circular_letter_Using_Erasable_Ink_Pen_v1_28_3_2012_eg19.pdf -
Date: 2019-12-20
...) and supporting documents should be submitted by email to
[email protected]. –
2 – Licence Number Name of Licensee Shortfall of CPD hours as of 31 July 2021 Shortfall of CPD hours as of 31 Oct 2021 Shortfall of CPD hours as of 31 Dec 2021 • Any individual licensees without an appointing principal...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/202112010CircularCPDENGNosignature.pdf -
Date: 2021-12-10
... Republic Regulation. The list has been published in the Gazette (G.N. 3174) on 19 May 2017 and is available on the Government’s website http://www.gld.gov.hk/egazette/. /… http://www.gld.gov.hk/egazette/ http://www.gld.gov.hk/egazette/ - 2 - We would like to draw your attention to section 5 of the Central...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170525.pdf -
Date: 2018-01-15
... immense help to authorized insurers in preparing for possible cyber attacks and taking timely actions to strengthen the preventive, detective and recovery processes. /… - 2 - To enhance cybersecurity for the whole insurance industry, we would strongly encourage all authorized insurers to join the CISP....
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20170517.pdf -
Date: 2018-01-12
... Academic Degrees and Graduate Education Development Center (CDGDC) Ref: MC/INT 1 August 2017 Page 2 As the requirements in relation to key persons in control functions prescribed in section 13AE of the Ordinance have become effective since 26 June 2017, the IA also wishes to remind the key persons in...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Fitness_and_Properness_of_Appointed_Insurance_Agents.pdf -
Date: 2018-01-12
... at the broker company’s office, during which the management team would be invited to present an overview of the broker company’s business operations and internal controls. Thereafter, the inspection team (usually 2 to 3 IA staff) would stay in the broker company’s premises for around two to three...
https://www.ia.org.hk/english/legislative_framework/Conduct_in_Focus_Issue_07_(Article_01).html -
Date: 2023-05-12
... 1_IARB_20061013_Application_exemption or extention_CPD.pdf ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_IARB_20061013_Application_exemption_or_extention_CPD2_20190823.pdf -
Date: 2019-12-20