... www.hkma.gov.hk ABOUT SECURITIES & FUTURES COMMISSION The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. As a financial regulator in an international financial centre, the SFC strives to strengthen and protect the...

... 3. Description of nature of business and services to be provided by the licensed insurance broker company The client agreement should set out a description of the business and services to be provided by the licensed insurance broker company and this should include the following matters: (a) a...

... standards of conduct and business practice for authorized insurers underwriting Investment-Linked Assurance Schemes (“ILAS”) business. 1.2 In response to GN 15, this Guidance Note is issued to set out such standards of conduct and business practice in so far as they are applicable to members of PIBA in...

... Handling of medical insurance claims -  The IA’s expectations May 2023 In this article we set out the types of practices that the IA would expect to see when assessing the claims handling processes of an insurer in its inspection and...

... abbreviations used in this Guideline should be interpreted by reference to the definitions set out in the Glossary part of this Guideline. Where applicable, interpretation of other words or phrases should follow those set out in the AMLO or the IO. 1.3 This Guideline is issued by the Insurance Authority (IA...

... abbreviations used in this Guideline should be interpreted by reference to the definitions set out in the Glossary part of this Guideline. Where applicable, interpretation of other words or phrases should follow those set out in the AMLO or the IO. 1.3 This Guideline is issued by the Insurance Authority (IA...

... Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615 (AMLO) and section 133 of the Insurance Ordinance, Cap. 41 (IO), and shall take effect from 1 November 2018. 1.2 Terms and abbreviations used in this Guideline should be interpreted by reference to the definitions set out in the...

... Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615 (AMLO) and section 133 of the Insurance Ordinance, Cap. 41 (IO), and shall take effect from 23 September 20191 November 2018. 1.2 Terms and abbreviations used in this Guideline should be interpreted by reference to the definitions set...

... business of an authorized insurer on a day-to-day basis in accordance with strategies, policies and procedures set by the insurer’s board of directors. (j) “service provider” means a provider of services engaged by an authorized insurer to provide services, whether that provider is located in or outside...

... business of an authorized insurer on a day-to-day basis in accordance with strategies, policies and procedures set by the insurer’s board of directors. (j) “service provider” means a provider of services engaged by an authorized insurer to provide services, whether that provider is located in or outside...