Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭... Insurance Authority revokes insurance agent’s licence and imposes 11-month ban for misconduct in handling client’s premium 27 January 2023 The Insurance Authority (IA) has taken disciplinary action against an insurance agent by revoking...
https://www.ia.org.hk/english/infocenter/press_releases/20230127.html -
Date: 2023-01-27
... - 1 - CIB-GN(12) (issued on 18 December 2014, effective from 1 January 2015) Guidance Note on Product Recommendation for Long Term Insurance Business (Including Linked Long Term Insurance) According to Membership Regulation 3.5, the General Committee is issuing this Guidance Note on Product...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN12_on_Product_Recommend_Includ_LLT_v1_18_12_2014_eg19.pdf -
Date: 2019-12-20
[PDF]
Broker_Code_Eng.pdf
... Website: www.ia.org.hk September 2019 Page 3 Contents Preface Part A Introduction to this Code Part B Interpretation Part C General Principles Section I. General Principle 1 - Honesty and Integrity II. General Principle 2 - Acting in the Best Interests of Clients and Treating Clients Fairly III. General...
https://www.ia.org.hk/english/legislative_framework/files/Broker_Code_Eng.pdf -
Date: 2020-06-01
... Website: www.ia.org.hk September 2019 Page 3 Contents Preface Part A Introduction to this Code Part B Interpretation Part C General Principles Section I. General Principle 1 - Honesty and Integrity II. General Principle 2 - Acting in the Best Interests of Clients and Treating Clients Fairly III. General...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/CodeofConductforLicensedInsuranceBrokers.pdf -
Date: 2020-06-24
[PDF]
Broker_Code_Eng.pdf
... Website: www.ia.org.hk September 2019 Page 3 Contents Preface Part A Introduction to this Code Part B Interpretation Part C General Principles Section I. General Principle 1 - Honesty and Integrity II. General Principle 2 - Acting in the Best Interests of Clients and Treating Clients Fairly III. General...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Broker_Code_Eng.pdf -
Date: 2019-09-10
... - 1 - CIB-GN(12) (issued on 18 December 2014, effective from 1 January 2015) (revised on 13 October 2015, effective from 1 January 2016) Guidance Note on Product Recommendation for Long Term Insurance Business According to Membership Regulation 3.5, the General Committee is issuing this Guidance...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN12_on_Product_Recommend_for_LT_v2_13_10_2015_eg19.pdf -
Date: 2019-12-20
... Microsoft Word - GN1AdditionalReportingRequirementofPII _revised on 10Jun09_ CIB-GN(1) (Issued on 7 March 2007) (Revised on 10 June 2009) Guidance Note on Annual Certification for Adequate Professional Indemnity Insurance According to Membership Regulation 3.5, the General Committee is issuing...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_GN_on_An_Cert_for_Prof_Ind_v2_10_6_2009_eg19.pdf -
Date: 2019-12-20
[PDF]
hk-fsa_mou_rev.pdf
... HKIA MoU 9 OCTOBER 2003 MEMORANDUM OF UNDERSTANDING The Insurance Authority of The Hong Kong Special Administrative Region of the People’s Republic of China Financial Services Authority United Kingdom Contents RECITALS 2 OPERATIVE PART 3 Interpretation 3 Purpose 3 Principles 4 Provision of...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/hk-fsa_mou_rev.pdf -
Date: 2020-09-28
[PDF]
hk-fsa_mou_rev.pdf
... HKIA MoU 9 OCTOBER 2003 MEMORANDUM OF UNDERSTANDING The Insurance Authority of The Hong Kong Special Administrative Region of the People’s Republic of China Financial Services Authority United Kingdom Contents RECITALS 2 OPERATIVE PART 3 Interpretation 3 Purpose 3 Principles 4 Provision of...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/hk-fsa_mou_rev.pdf -
Date: 2021-11-01
[PDF]
hk-fsa_mou_rev.pdf
... HKIA MoU 9 OCTOBER 2003 MEMORANDUM OF UNDERSTANDING The Insurance Authority of The Hong Kong Special Administrative Region of the People’s Republic of China Financial Services Authority United Kingdom Contents RECITALS 2 OPERATIVE PART 3 Interpretation 3 Purpose 3 Principles 4 Provision of...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/hk-fsa_mou_rev.pdf -
Date: 2021-09-01