... ……………………………………………… 1 2. Considerations in Exercising the Insurance Authority’s Power to Impose Pecuniary Penalty……………………… 1 3. Commencement…………………………………………... 4 1 1. Introduction 1.1. This Guideline is issued by the Insurance Authority (“IA”) pursuant to section 23(1) of the Anti-Money Laundering and Counter-Terrorist...

... insurance agents, licensed insurance agencies and licensed insurance broker companies carrying on regulated activities in respect of long term business) Insurance Authority Contents Page 1. Introduction ……………………………………………… 1 2. Considerations in Exercising the Insurance Authority’s Power to Impose Pecuniary...

... User Guide of the Insurance Intermediaries Connect for Individual Applicants to Submit an Individual Licence Application Applicable to Individual Insurance Agent, Technical Representative (Agent) and Technical Representative (Broker) Last update: January 2021 2 Table of Contents 1. Introduction...

... Qualifying Deferred Annuity Policy How to Choose a Qualifying Deferred Annuity Policy 1. Understand the policy structure The main purpose of deferred annuities is to help individuals turn their accumulated...

...……………………………………….….. 3 6. Supervisory Approach…………………………….……... 14 7. Commencement………………………………………….. 15 Annex Examples of Outsourcing …………………………….…. 1 Prior Notification of Material Outsourcing Arrangement – Checklist of Information to be Submitted to the Insurance Authority for Entering into an Outsourcing Arrangement...

... mou-bafin MEMORANDUM OF UNDERSTANDING BETWEEN THE FEDERAL FINANCIAL SUPERVISORY AUTHORITY (BaFin), GERMANY AND THE INSURANCE AUTHORITY OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION OF THE PEOPLE’S REPUBLIC OF CHINA October 2008 1 MEMORANDUM OF UNDERSTANDING ON MUTUAL ASSISTANCE AND THE EXCHANGE...

... mou-bafin MEMORANDUM OF UNDERSTANDING BETWEEN THE FEDERAL FINANCIAL SUPERVISORY AUTHORITY (BaFin), GERMANY AND THE INSURANCE AUTHORITY OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION OF THE PEOPLE’S REPUBLIC OF CHINA October 2008 1 MEMORANDUM OF UNDERSTANDING ON MUTUAL ASSISTANCE AND THE EXCHANGE...

... mou-bafin MEMORANDUM OF UNDERSTANDING BETWEEN THE FEDERAL FINANCIAL SUPERVISORY AUTHORITY (BaFin), GERMANY AND THE INSURANCE AUTHORITY OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION OF THE PEOPLE’S REPUBLIC OF CHINA October 2008 1 MEMORANDUM OF UNDERSTANDING ON MUTUAL ASSISTANCE AND THE EXCHANGE...

... mou-bafin MEMORANDUM OF UNDERSTANDING BETWEEN THE FEDERAL FINANCIAL SUPERVISORY AUTHORITY (BaFin), GERMANY AND THE INSURANCE AUTHORITY OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION OF THE PEOPLE’S REPUBLIC OF CHINA October 2008 1 MEMORANDUM OF UNDERSTANDING ON MUTUAL ASSISTANCE AND THE EXCHANGE...

... Interpretation Notes 1 [Version 8 on 26 August 2020] Interpretation Notes Guideline on Financial Needs Analysis (GL30) The Insurance Authority (“IA”) issues these Interpretation Notes with the aim of providing further guidance to authorized insurers and licensed insurance intermediaries in respect...