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cir_aml_20180531.pdf
... records of policyholders upon trigger events to ensure that the information obtained is up-to-date and relevant, with the factors determining the period of review or what constitutes a trigger event clearly defined in the policies and procedures. However, it was noted in some instances that neither the...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20180531.pdf -
Date: 2019-02-01
... Call Termination Policy In the event a complainant uses foul or abusive language with the IA staff, the complainant will be informed once that, if the use of such language continues, the discussion will be terminated, and will advise the complainant to put the matter in writing. mailto...
https://www.ia.org.hk/english/infocenter/statistics/files/Complaint_Form_Eng_201807.pdf -
Date: 2019-09-12
... necessary, with printing on both sides in which event there must be an indication that the illustration continues overleaf. Applicant’s signature is required for all pages of the Illustration Document. 4. Assumption setting In setting the best estimate assumptions for the base scenario, Appointed Actuary...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/5.Standard_Illustration_for_Participating_Policies.pdf -
Date: 2019-12-20
... otherwise exempted, (including comparison of different insurance options) with the customers before recommending to them any life insurance products and signing the application. Validity Period: A signed FNA form shall have a validity period of one year, i.e. in the event that a customer purchases...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/6_HKFI_Initiative_on_FNA_v6_1_6_2018_20190823.pdf -
Date: 2019-12-20
... carrying on the regulated activity and this was significant, it would likely satisfy the “course of business” test even if this was an isolated activity (and in any event, it would also satisfy the “reward” test – see B7.5 below). B7.5 As regards carrying on regulated activity for “reward”, this would...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Regulated_Activities.pdf -
Date: 2021-12-10
... carrying on the regulated activity and this was significant, it would likely satisfy the “course of business” test even if this was an isolated activity (and in any event, it would also satisfy the “reward” test – see B7.5 below). B7.5 As regards carrying on regulated activity for “reward”, this would...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Regulated_Activities.pdf -
Date: 2021-10-12
... of the broker company in the event of a negligence claim. This, in turn, may weaken policy holder protection. Hence, there is a need to set a cap on the amount of the deductible. We are pleased to have received general support for the proposed cap on the deductible from the consultation feedback and...
https://www.ia.org.hk/english/infocenter/files/Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-03
... of the broker company in the event of a negligence claim. This, in turn, may weaken policy holder protection. Hence, there is a need to set a cap on the amount of the deductible. We are pleased to have received general support for the proposed cap on the deductible from the consultation feedback and...
https://www.ia.org.hk/english/infocenter/files/final_Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-03
... of the broker company in the event of a negligence claim. This, in turn, may weaken policy holder protection. Hence, there is a need to set a cap on the amount of the deductible. We are pleased to have received general support for the proposed cap on the deductible from the consultation feedback and...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-10