... insurance broker to a client, means the objectives, needs and priorities of and other information from or about the client which a reasonable licensed insurance broker would need to take into account in order to provide such advice. “Priorities” in this context means the stated priorities of the client in...

... insurance broker to a client, means the objectives, needs and priorities of and other information from or about the client which a reasonable licensed insurance broker would need to take into account in order to provide such advice. “Priorities” in this context means the stated priorities of the client in...

... Authorities have established Innovation Functions in order to do so: 2.1.1. The FCA launched 'Project Innovate' in October 2014, with the objective of encouraging innovation in financial services in the interests of consumers by supporting Innovator Businesses with a range of services. This is closely tied to...

... intelligence and distributed ledger technology. 4 2. Introduction 2.1. The Authorities share a mutual desire to stay abreast of innovation in financial services in their respective markets. Both Authorities have established Innovation Functions in order to do so: 2.1.1. Following the launch, in October 2014...

... established Innovation Functions in order to do so: 2.1.1. The GFSC established an Innovate and Create Team in February 2016 as part of the GFSC’s commitment to supporting both existing licensees and those looking to take their first steps into the financial services sector – either as a financial services...

... Quarterly Analysis Issue 03/17 22 Recommended Filing Format ©Hong Kong Police Force香港警務處版權所有 Joint Financial Intelligence Unit (1) Triggering Factors • Offence (Fraud, corruption, sanctioned, terrorist financing etc.) • Search warrants / court order served • Publicly available information (Adverse news, SFC...

... complicate the matter further, there are difficulties in assessing the resource implications for the adoption of Fintech or whether certain Fintech initiatives could comply with relevant regulatory requirements. 7. In order to answer the question of where and how to start, it would be wise to start with...

... Authorities have established Innovation Functions in order to do so: 2.1.1. The FCA launched 'Project Innovate' in October 2014, with the objective of encouraging innovation in financial services in the interests of consumers by supporting Innovator Businesses with a range of services. This is closely tied to...

... intelligence and distributed ledger technology. 4 2. Introduction 2.1. The Authorities share a mutual desire to stay abreast of innovation in financial services in their respective markets. Both Authorities have established Innovation Functions in order to do so: 2.1.1. Following the launch, in October 2014...

... established Innovation Functions in order to do so: 2.1.1. The GFSC established an Innovate and Create Team in February 2016 as part of the GFSC’s commitment to supporting both existing licensees and those looking to take their first steps into the financial services sector – either as a financial services...