... respective SROs in order to be granted the 10 CPD hours for that particular year. 18. Holders of the qualifications as specified in paragraph 19 are considered to have satisfied the 10 CPD hours requirement if (i) the institutes granting such qualifications have a specific CPD programme for holders of such...

... of the mortgaged property. A year later, the replacement cost of the mortgage property increases. The bank staff contacts the client and informs him that the insured amount of his fire insurance policy needs to be adjusted in order to continue to fulfil the terms of the mortgage loan. Is the bank...

... of the mortgaged property. A year later, the replacement cost of the mortgage property increases. The bank staff contacts the client and informs him that the insured amount of his fire insurance policy needs to be adjusted in order to continue to fulfil the terms of the mortgage loan. Is the bank...

... of the mortgaged property. A year later, the replacement cost of the mortgage property increases. The bank staff contacts the client and informs him that the insured amount of his fire insurance policy needs to be adjusted in order to continue to fulfil the terms of the mortgage loan. Is the bank...

... control or influence over members in the supervised group in order to ensure the requirement is complied with. The IA notes, however, that the degree of control and influence a DIHC may have in respect of an entity which has been included in its supervised group pursuant to section 95D(3) of the Ordinance...

... standards also applied to a refreshed up-to-date in-force benefit illustration, reflecting the latest conditions and outlook of non-guaranteed benefits, at least annually in accordance with GL16. Prohibition of Gift Incentives In order to encourage customers to focus on the nature...

... of misconduct, or when a person is or was, in the opinion of the IA, not fit and proper to hold the position of a director or controller of the insurer. 1.2 Pursuant to section 41P of the Ordinance, the IA may exercise, amongst other powers, the power to order under section 41P(2)(e) for payment of...

... savings into a stable stream of income over a period of time to address the financial risks arising from longevity. There are a variety of deferred annuity products in the market. You should understand the policy structure in order to choose one that suits your individual needs. Deferred...

... 2020) and informed Mr Tsang that the client needed to provide further documents in order to complete the arrangement of the policy. Mr Tsang, however, overlooked the matter and did not follow up with the client for the further documents, despite being reminded to do so by the Responsible...

... term business General business Session: 6 Sept 2019 (Fri) 10:00 am – 12:00 nn (in English) (A) 30 Aug 2019 (Fri) 10:00 am – 12:00 nn (in Cantonese) (B) 3 Sept 2019 (Tue) 10:00 am – 12:00 nn (in English) (Please input “A” or “B” to indicate your order of preference. You are encouraged to fill in both...