... to see real-time illustrations right off my IFA’s iPad… No more brochures or random tables!” Tik Lee The Intermediary “The Coherent FORMS solution has cut our application processing time from 45 mins to 45 SECONDS!” HNW HK Broker The Insurer “The Coherent solution set is helping create more...

... measured in the previous steps, effective risk management policies and procedures must be established. Risk management is a top-down process and therefore the endorsement of top management is one of the key success elements of risk management policy. The policy must be set out clearly and properly...

... manage the risk identified and measured in the previous steps, effective risk management policies and procedures must be established. Risk management is a top-down process and therefore the endorsement of top management is one of the key success elements of risk management policy. The policy must be set...

... 2019, the Insurance Authority (“IA”) published a draft Code of Conduct for Licensed Insurance Agents (“Agents’ Code”) for public comment under the cover of a consultation paper (“Consultation Paper”). The draft Agents’ Code set out guidance on the practices and standards which licensed insurance agents...

... 2019, the Insurance Authority (“IA”) published a draft Code of Conduct for Licensed Insurance Agents (“Agents’ Code”) for public comment under the cover of a consultation paper (“Consultation Paper”). The draft Agents’ Code set out guidance on the practices and standards which licensed insurance agents...

... 3. Description of nature of business and services to be provided by the licensed insurance broker company The client agreement should set out a description of the business and services to be provided by the licensed insurance broker company and this should include the following matters: (a) a...

... date indicated above. Exemption to Deemed Licensees We would also draw your attention to Annex 2 to the Guideline on “Fit and Proper” Criteria for Licensed Insurance Intermediaries under the Insurance Ordinance (GL23). This exempts a deemed licensee from the new education requirement set out under...

... www.hkma.gov.hk ABOUT SECURITIES & FUTURES COMMISSION The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. As a financial regulator in an international financial centre, the SFC strives to strengthen and protect the...

... 3. Description of nature of business and services to be provided by the licensed insurance broker company The client agreement should set out a description of the business and services to be provided by the licensed insurance broker company and this should include the following matters: (a) a...

... standards of conduct and business practice for authorized insurers underwriting Investment-Linked Assurance Schemes (“ILAS”) business. 1.2 In response to GN 15, this Guidance Note is issued to set out such standards of conduct and business practice in so far as they are applicable to members of PIBA in...