... Legislation Tipping Off Offence s.25A(5) of DTROP / OSCO – Tipping Off ( i.e. to disclose to other person) – Any matter likely to prejudice an investigation • PENALTY: – On conviction on indictment : Fine HK$500,000 & 3 years’ imprisonment – On summary conviction : Fine HK$100,000 & 1 year imprisonment 香港 警察...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20121005-02.pdf -
Date: 2019-11-05
... item is enterprise-wide, clear and consistent standards] - Integrated (61% - 80%) [relevant item is integrated and consistently aligned with objectives and value proposition to business strategy] - Advanced (81% - 100%) [relevant item enables all major decision-making and its approach is fully...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Survey_GL21.pdf -
Date: 2019-11-29
... holder of either of the above two certificates is now granted exemption from taking the Investment- l i n k e d L o n g Te r m I n s u r a n c e E x a m i n a t i o n p a p e r u n d e r t h e Insurance Intermediaries Qualifying Examination ("IIQE"). �� !"#$%&'()%*+ Computer Screen Mode Examination for...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/ilens14-p4.pdf -
Date: 2020-09-28
... holder of either of the above two certificates is now granted exemption from taking the Investment- l i n k e d L o n g Te r m I n s u r a n c e E x a m i n a t i o n p a p e r u n d e r t h e Insurance Intermediaries Qualifying Examination ("IIQE"). �� !"#$%&'()%*+ Computer Screen Mode Examination for...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/ilens14-p4.pdf -
Date: 2021-11-01
... holder of either of the above two certificates is now granted exemption from taking the Investment- l i n k e d L o n g Te r m I n s u r a n c e E x a m i n a t i o n p a p e r u n d e r t h e Insurance Intermediaries Qualifying Examination ("IIQE"). �� !"#$%&'()%*+ Computer Screen Mode Examination for...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/ilens14-p4.pdf -
Date: 2021-09-01
... holder of either of the above two certificates is now granted exemption from taking the Investment- l i n k e d L o n g Te r m I n s u r a n c e E x a m i n a t i o n p a p e r u n d e r t h e Insurance Intermediaries Qualifying Examination ("IIQE"). �� !"#$%&'()%*+ Computer Screen Mode Examination for...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/ilens14-p4.pdf -
Date: 2020-06-19
... Living Adjustment (COLA) Benefit IV. Explaining the Life Insurance Policy i. Entire Contract Provision ii. Incontestability Provision iii Grace Period iv. Beneficiary Designation v. Nonforfeiture Benefits vi. Policy Loan vii. Reinstatement viii. Misstatement of Age or Sex ix. Assignment x. Dividend...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3.LT_syl_eng_2016_2017.pdf -
Date: 2019-12-02
... Living Adjustment (COLA) Benefit IV. Explaining the Life Insurance Policy i. Entire Contract Provision ii. Incontestability Provision iii Grace Period iv. Beneficiary Designation v. Nonforfeiture Benefits vi. Policy Loan vii. Reinstatement viii. Misstatement of Age or Sex ix. Assignment x. Dividend...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4.LT_syl_eng_2017.pdf -
Date: 2019-12-02
... Age or Sex ix. Assignment x. Dividend Options xi. Settlement Options xii. Suicide Exclusion P 3 of 3 V. Life Insurance Procedures i. Company Operation A. Typical Company Operational Structure ii. Application A. Application Procedure B. Receipts and Policy Effectiveness C. Client Service - Policies and...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/lt_syl_eng_2016.pdf -
Date: 2019-12-02
... viii. Misstatement of Age or Sex ix. Assignment x. Dividend Options xi. Settlement Options xii. Suicide Exclusion P 3 of 4 V. Life Insurance Procedures i. Company Operation A. Typical Company Operational Structure ii. Application A. Application Procedure B. Receipts and Policy Effectiveness C. Client...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/LT_syl_eng_2017_2019_file3.pdf -
Date: 2019-12-02