... effect no later than 1 January 2015. To ensure consistent practices adopted for needs analysis between ILAS and non-ILAS products, as well as to ease the administration burden of LIMs, the Financial Needs Analysis (“FNA”) in the Updated Requirements will now extend its application to the non-ILAS...

... Form IA-IB1 Statement of Personal Information in Support of an Application for Authorization of or Notification of Relevant Changes in respect of Insurance Broker under Section 69 of the Insurance Ordinance (Cap. 41) Notes on Completion of this Form 1. If there is insufficient space to complete...

... Form IA-IB1 Statement of Personal Information in Support of an Application for Authorization of or Notification of Relevant Changes in respect of Insurance Broker under Section 69 of the Insurance Ordinance (Cap. 41) Notes on Completion of this Form 1. If there is insufficient space to complete...

... Form IA-IB1 Statement of Personal Information in Support of an Application for Authorization of or Notification of Relevant Changes in respect of Insurance Broker under Section 69 of the Insurance Ordinance (Cap. 41) Notes on Completion of this Form 1. If there is insufficient space to complete...

... Circular: Insurance Agent engaging in illegal Cross-border Selling Activities Version 1 Please refer to the Chinese version for details. ...

... 1_IARB_20061013_Application_exemption or extention_CPD.pdf ...

... appropriate contingency plan for replacing the position of Chief Executive whenever it becomes vacant. Particulars of the Scheme 1. This Scheme is a facility to assist Members. This is not to alter or to override the requirements in relation to registration of Chief Executive as laid down in the Articles of...

... Microsoft Word - Mv04311.doc 註冊有限公司 Incorporated with limited liability 香港灣仔駱克道 353 號三湘大廈 29 樓 29/F, Sunshine Plaza, 353 Lockhart Road, Wanchai, Hong Kong 電話 Tel: 25201868 傳真 Fax: 25201967 網址 Website: http://www.hkfi.org.hk 電郵 E-mail: [email protected] GUIDANCE NOTE ON GIFTS Background 1. The Hong...

... Microsoft Word - GN9MinimumforILASClientAgreement -1 - CIB-GN(9) (Issued on 22 July 2011) Guidance Note on Client Agreement for Linked Long Term Insurance Business According to Membership Regulation 3.5, the General Committee is issuing this Guidance Note on Client Agreement for Linked Long Term...

... - 1 - CIB-GN(12) (issued on 18 December 2014, effective from 1 January 2015) Guidance Note on Product Recommendation for Long Term Insurance Business (Including Linked Long Term Insurance) According to Membership Regulation 3.5, the General Committee is issuing this Guidance Note on Product...