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Survey_GL21.pdf
...] Deadline: 16 August 2019 Responses Responses Survey Questions a) ERM Framework in respect of the ERM Guideline? Please select from the right box that best describe your current status. (If Yes, please provide a copy of the gap analysis / work plan to the IA and supplement with concise explanations; If No...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Survey_GL21.pdf -
Date: 2019-11-29
... 打擊洗錢 指引 3 打擊洗錢 及 恐怖分子資金籌集指引 (適用於經營長期業務的獲授權保險人及再保險人，以及就長 期業務進行受規管活動的持牌個人保險代理、 持牌保險代理機構及持牌保險經紀公司)或就長期業務提供 意見的獲授權保險人、再保險人、獲委 任保險代理人及獲授權保險經紀) 保險業監管局 2019 年 9 月 2018 年 11 月 目錄 頁數 第 1 章 概覽 ...................................................................................... 1 第 2 章 風險為本方...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_B.pdf -
Date: 2019-12-24
... situations where it is assessed that the product may not be suitable for the applicant(s) based on the information disclosed in the FNA and RPQ. In addition, whenever box B is ticked, the applicant(s) must in their own handwriting provide sufficient explanation as to Page 5 of 54 (effective no later than 1...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_HKFI_ILAS_Requirements_v4_8_12_2014_20190823.pdf -
Date: 2019-12-20
[PDF]
ppt20171122-1.pdf
... • Circular issued on 11 Oct 2017 • Address information required without the need to obtain documentary evidence with immediate effectdocumentary evidence with immediate effect • Absence of verification of address regarded as justified under paragraph 1.7 of GL3 • Gazetted on 23 June 2017 • Introduced into...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20171122-1.pdf -
Date: 2021-11-12
[PDF]
ppt20171122-1.pdf
... • Circular issued on 11 Oct 2017 • Address information required without the need to obtain documentary evidence with immediate effectdocumentary evidence with immediate effect • Absence of verification of address regarded as justified under paragraph 1.7 of GL3 • Gazetted on 23 June 2017 • Introduced into...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20171122-1.pdf -
Date: 2022-04-27
[PDF]
ppt20171122-1.pdf
... • Circular issued on 11 Oct 2017 • Address information required without the need to obtain documentary evidence with immediate effectdocumentary evidence with immediate effect • Absence of verification of address regarded as justified under paragraph 1.7 of GL3 • Gazetted on 23 June 2017 • Introduced into...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20171122-1.pdf -
Date: 2019-11-05
... Institute of Professional Education and Knowledge, VTC Employees' Compensation Ordinance (with optional module of Employees' Compensation Insurance and/or Historical Claims Development of Employees' Compensation) “僱員補償條例”及／或選修個別單元，“僱員補償保險＂，及／或選修 個別單元“僱員補償理賠沿革” * No 16 1 Feb 2021 - 31 Jan 2022 In-house 內部...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/List_of_Approved_T1_CPD_adopting_VC.pdf -
Date: 2021-12-06
... 1_IARB_Circular_Names used by RPs.pdf ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_IARB_Circular_Names_used_by_RPs2_20190823.pdf -
Date: 2019-12-20