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⏭... company; and (b) who manages or controls any matter relating to a regulated activity of the broker company. The restriction means that such a person cannot also be: - 2 - (a) a proprietor or a partner of a licensed insurance agency; (b) a licensed individual insurance agent; (c) a licensed technical...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_Brokers_dd_18122020.pdf -
Date: 2020-12-21
... encouraging the adoption of proper standards of conduct by authorized insurers and licensed insurance intermediaries2. In this regard, the IA is empowered under the IO to take certain disciplinary actions against licensed insurance intermediaries and certain persons (such as a responsible officer (“RO”) of a...
https://www.ia.org.hk/english/enforcement/lii/files/Overview_of_Disciplinary_Process_en.pdf -
Date: 2021-09-13
... encouraging the adoption of proper standards of conduct by authorized insurers and licensed insurance intermediaries2. In this regard, the IA is empowered under the IO to take certain disciplinary actions against licensed insurance intermediaries and certain persons (such as a responsible officer (“RO”) of a...
https://www.ia.org.hk/english/enforcement/lii/files/Overview_of_Disciplinary_Process_en.pdf -
Date: 2019-10-15
... encouraging the adoption of proper standards of conduct by authorized insurers and licensed insurance intermediaries2. In this regard, the IA is empowered under the IO to take certain disciplinary actions against licensed insurance intermediaries and certain persons (such as a responsible officer (“RO”) of a...
https://www.ia.org.hk/english/enforcement/lii/files/Overview_of_Disciplinary_Process_en.pdf -
Date: 2019-10-15
...) and supporting documents should be submitted by email to [email protected]. – 2 – Licence Number Name of Licensee Shortfall of CPD hours as of 31 July 2021 Shortfall of CPD hours as of 31 Oct 2021 Shortfall of CPD hours as of 31 Dec 2021 • Any individual licensees without an appointing principal...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/202112010CircularCPDENGNosignature.pdf -
Date: 2021-12-10
... Non-Traditional Types of Life Insurance A. Universal Life Insurance B. Unit-Linked Long Term Insurance iii. Annuities and Pensions A. Annuities B. Pensions iv. Group and Individual Insurance Plans P 2 of 4 III. Benefit Riders and Other Products i. Disability Benefits A. Disability Waiver of Premium B. Disability...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3.LT_syl_eng_2016_2017.pdf -
Date: 2019-12-02
[PDF]
4.LT_syl_eng_2017.pdf
... Non-Traditional Types of Life Insurance A. Universal Life Insurance B. Unit-Linked Long Term Insurance iii. Annuities and Pensions A. Annuities B. Pensions iv. Group and Individual Insurance Plans P 2 of 4 III. Benefit Riders and Other Products i. Disability Benefits A. Disability Waiver of Premium B. Disability...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4.LT_syl_eng_2017.pdf -
Date: 2019-12-02
[PDF]
GI_syl_eng_2008_2018.pdf
... Contractors’ “All Risks” Insurance D. Erection “All Risks” Insurance vi. Liability Insurance A. Employers’ Liability Insurance B. Products Liability Insurance Page 2 of 3 C. Professional Indemnity Insurance D. Directors’ and Officers’ Liability Insurance E. Public Liability Insurance vii. Marine Insurance A....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GI_syl_eng_2008_2018.pdf -
Date: 2019-12-02
[PDF]
lt_syl_eng_2016.pdf
... Insurance C. Whole Life Insurance ii. Non-Traditional Types of Life Insurance A. Universal Life Insurance B. Unit-Linked Long Term Insurance iii. Annuities and Pensions A. Annuities B. Pensions iv. Group and Individual Insurance Plans P 2 of 3 III. Benefit Riders and Other Products i. Disability Benefits A....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/lt_syl_eng_2016.pdf -
Date: 2019-12-02