Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭... supervisory tool to gauge the level of compliance by insurers • Routine and thematic inspection visits conducted to more than 20 insurers since April 2012 Presenter Presentation Notes Key Areas for Improvement: 1. Senior Management Oversight 2. Compliance Functions 3. Customer Risk Assessment 4. CDD Process...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2022-04-27
... supervisory tool to gauge the level of compliance by insurers • Routine and thematic inspection visits conducted to more than 20 insurers since April 2012 Presenter Presentation Notes Key Areas for Improvement: 1. Senior Management Oversight 2. Compliance Functions 3. Customer Risk Assessment 4. CDD Process...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2019-11-05
... premium, impose exclusions, or even decline the application. In addition, most policies have age limits for first-time applicants. Applicants older than the maximum entry age who try to take out a new policy may be unable to do so. Tips on Applying for Insurance Understanding Medical Insurance Au gu st 2...
https://www.ia.org.hk/english/medical_insurance/files/Medical_insurance_applying_for_insurance_en.pdf -
Date: 2020-10-14
... premium, impose exclusions, or even decline the application. In addition, most policies have age limits for first-time applicants. Applicants older than the maximum entry age who try to take out a new policy may be unable to do so. Tips on Applying for Insurance Understanding Medical Insurance Au gu st 2...
https://www.ia.org.hk/english/infocenter/files/Medical_insurance_applying_for_insurance_en.pdf -
Date: 2021-12-14
... premium, impose exclusions, or even decline the application. In addition, most policies have age limits for first-time applicants. Applicants older than the maximum entry age who try to take out a new policy may be unable to do so. Tips on Applying for Insurance Understanding Medical Insurance Au gu st 2...
https://www.ia.org.hk/english/infocenter/files/Medical_insurance_applying_for_insurance_en.pdf -
Date: 2022-05-24
... Application for Authorization to Carry on Insurance Business in or from Hong Kong (GL5). Authorization to carry on insurance business in or from Hong Kong will only be granted to those insurers who meet the authorization requirements stipulated under sections 8(2) and 8(3) of the IO. Adequate...
https://www.ia.org.hk/english/supervision/reg_insurers_lloyd/regulatory_requirements.html -
Date: 2020-09-07
[PDF]
Circular_23032020.pdf
... context of the considerations stated in this letter), we envisage that the application can be processed expeditiously. 2 Please contact your case officer for further details, if you wish to submit an application to use the Proposed Formula. Yours faithfully, Carol Hui Executive Director, Long Term...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_23032020.pdf -
Date: 2020-06-15
... 17 January 2020 United Nations (Anti-Terrorism Measures) Ordinance G.N. (E.) 2 of 2020 16 January 2020 Updated list of relevant persons and entities under the United Nations Sanctions (Mali) Regulation 2019 List of...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circulars_on_anti-money_laundering_matters_2020.html -
Date: 2020-11-13
[PDF]
Circular_23032020.pdf
... context of the considerations stated in this letter), we envisage that the application can be processed expeditiously. 2 Please contact your case officer for further details, if you wish to submit an application to use the Proposed Formula. Yours faithfully, Carol Hui Executive Director, Long Term...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_23032020.pdf -
Date: 2020-12-21
... Short-term Debt Instruments C. Advantages and Disadvantages of Money Market Instruments 2 ii. Debt Securities A. Investing in Debt Securities B. Par Value C. Convertibility D. Coupon Rate E. Term to Maturity F. Pricing of Bond G. Price and Yield Relationship H. Yield Curve I. Marketability J. Bond Ratings K....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/5.IL_syllabus_eng_2015_2017.pdf -
Date: 2019-12-02