...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....

...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....

... Natural Person: – To obtain all the following identification information:- (a) full name; (b) date of birth; (c) nationality; (d) unique identification number and document type; and (e) residential address – To verify the identity by reference to documents, for example:- (a) Hong Kong identity card or...

... Natural Person: – To obtain all the following identification information:- (a) full name; (b) date of birth; (c) nationality; (d) unique identification number and document type; and (e) residential address – To verify the identity by reference to documents, for example:- (a) Hong Kong identity card or...

... Natural Person: – To obtain all the following identification information:- (a) full name; (b) date of birth; (c) nationality; (d) unique identification number and document type; and (e) residential address – To verify the identity by reference to documents, for example:- (a) Hong Kong identity card or...

... well as on risk prevention and risk management, and to promote Hong Kong’s role as a risk management centre for the Belt and Road Initiative. The forum was attended by over 70 participants, including more than 40 officials from the SASAC, the Hong Kong and Macao Affairs Office of the...

... well as on risk prevention and risk management, and to promote Hong Kong’s role as a risk management centre for the Belt and Road Initiative. The forum was attended by over 70 participants, including more than 40 officials from the SASAC, the Hong Kong and Macao Affairs Office of the...

... appropriate for adopting the TFM. 1 The upfront disclosure should include, where applicable, objective(s); type and nature of the policy; target benefit period; payment period; level of premiums payable; prominent warning to the customer concerning affordability of the policy during the entire premium payment...

... appropriate for adopting the TFM. 1 The upfront disclosure should include, where applicable, objective(s); type and nature of the policy; target benefit period; payment period; level of premiums payable; prominent warning to the customer concerning affordability of the policy during the entire premium payment...

... further relevant information depending on the type of insurance product. 10.5 On-going communication with policyholders should be maintained at least annually as an integral part of expectation management (e.g. projections for non-guaranteed benefits in anniversary statements). 10.6 Authorized insurers...