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[PDF] GL3_Appendix_B.pdf

... ........................................................................... 54 第 7 章可疑交易報告及執法機構要求 ...................................... 59 第 8 章備存紀錄 ........................................................................... 67 第 9 章職員培訓 ........................................................................... 70 第 10 章電傳轉帳...

https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3_Appendix_B.pdf - Date: 2019-02-01

[PDF] 20190913_1_Appendix_B.pdf

... ........................................................................... 54 第 7 章可疑交易報告及執法機構要求 ...................................... 59 第 8 章備存紀錄 ........................................................................... 67 第 9 章職員培訓 ........................................................................... 70 第 10 章電傳轉帳...

https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_B.pdf - Date: 2019-12-24

[PDF] 5_HKFI_ILAS_Requirements_v5_14_7_2015_20190823.pdf

... differentiation, a specific set of Important Facts Statement must be prepared for this purpose and must be used for business introduced from this type of intermediary. For the avoidance of doubt, however, Member Companies must still follow the requirement under 7.8 of the GN15 during the underwriting process for...

https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/5_HKFI_ILAS_Requirements_v5_14_7_2015_20190823.pdf - Date: 2019-12-20

[PDF] Appendix_B.PDF

...均須取得合夥契約（或如客戶為獨資經營者或其他非法團團體，則其他證據），使其信納該實體的存在。 4.9.25 至於客戶為會社、會所、社團、慈善組織、宗教組織、院校、友好互助社團、合作社或公積金社團，金融機構應要求閱覽該等機構的組織章程，藉以令其信納該等機構的合法目的。信託一般條文 4.9.26 信託並不具備獨立的法人資格。其本身無法與他人建立業 70 務關係或進行非經常交易。代表信託訂立業務關係或進行非經常交易的受託人會被視為客戶（即受託人代表第三者 — 信託及與信託有關的個人行事)。附表2第1條 4.9.27 就信託而言，打擊洗錢條例將實益擁有人界定為： (i) 有權享有...

https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/Appendix_B.PDF - Date: 2019-02-01