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⏭... KM_C364e-20190320095038 ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_PIBA_Memorandum_and_Articles_of_Association_v4_25_2_2002_eg19.pdf -
Date: 2019-12-20
... KM_C364e-20190319153623 ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/6_PIBA_Memorandum_and_Articles_of_Association_v6_3_2_2005_eg19.pdf -
Date: 2019-12-20
[PDF]
mouosfi.pdf
... to facilitate the performance of their respective duties and to promote the safe and sound functioning of insurance institutions with cross-border establishments in their respective jurisdictions. 2. The Authorities express, through this understanding, their willingness to cooperate with each other...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mouosfi.pdf -
Date: 2020-09-28
... supervisory tool to gauge the level of compliance by insurers • Routine and thematic inspection visits conducted to more than 20 insurers since April 2012 Presenter Presentation Notes Key Areas for Improvement: 1. Senior Management Oversight 2. Compliance Functions 3. Customer Risk Assessment 4. CDD Process...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2021-11-12
[PDF]
mouosfi.pdf
... to facilitate the performance of their respective duties and to promote the safe and sound functioning of insurance institutions with cross-border establishments in their respective jurisdictions. 2. The Authorities express, through this understanding, their willingness to cooperate with each other...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mouosfi.pdf -
Date: 2021-11-01
[PDF]
mouosfi.pdf
... to facilitate the performance of their respective duties and to promote the safe and sound functioning of insurance institutions with cross-border establishments in their respective jurisdictions. 2. The Authorities express, through this understanding, their willingness to cooperate with each other...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mouosfi.pdf -
Date: 2021-09-01
... supervisory tool to gauge the level of compliance by insurers • Routine and thematic inspection visits conducted to more than 20 insurers since April 2012 Presenter Presentation Notes Key Areas for Improvement: 1. Senior Management Oversight 2. Compliance Functions 3. Customer Risk Assessment 4. CDD Process...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2022-04-27
[PDF]
mouosfi.pdf
... to facilitate the performance of their respective duties and to promote the safe and sound functioning of insurance institutions with cross-border establishments in their respective jurisdictions. 2. The Authorities express, through this understanding, their willingness to cooperate with each other...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mouosfi.pdf -
Date: 2020-06-19
... supervisory tool to gauge the level of compliance by insurers • Routine and thematic inspection visits conducted to more than 20 insurers since April 2012 Presenter Presentation Notes Key Areas for Improvement: 1. Senior Management Oversight 2. Compliance Functions 3. Customer Risk Assessment 4. CDD Process...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2019-11-05
... company; and (b) who manages or controls any matter relating to a regulated activity of the broker company. The restriction means that such a person cannot also be: - 2 - (a) a proprietor or a partner of a licensed insurance agency; (b) a licensed individual insurance agent; (c) a licensed technical...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_Brokers_dd_18122020.pdf -
Date: 2020-12-21