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https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1a_IARB_GN10_on_Compliance_CPD_v1_16_6_2009_20190823.pdf -
Date: 2019-12-20
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_IARB_GN5_GL_Handling_of_Premiums_v1_1_6_1999_20190823.pdf -
Date: 2019-12-20
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2a_GN7_GN_on_Compliance_CPD_v2_13_6_2005_20190823.pdf -
Date: 2019-12-20
... 無標題-1 0 5 25 75 95 100 0 5 25 75 95 100 頁面 1 頁面 2 ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3a_HKFI_Q_before_taking_out_ILAS_v3_Eng_6_2013_20190823.pdf -
Date: 2019-12-20
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3_PIBA_Membership_Withdrawal_Conditions_and_Requirements_v3_1_6_2006_eg19.pdf -
Date: 2019-12-20
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4a_IARB_GN4_GL_on_Misconduct_v4_1_6_2004_20190823.pdf -
Date: 2019-12-20
... account of in determining the client money requirement. Such reconciliations should be carried out whenever the ledgers are updated which should be no less than monthly. 4.6 Make good the balance of the client accounts within the next business day, (a) When a deficiency of funds in client accounts is...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN11_Guidance_Note_on_Keeping_of_Separate_Client_Monies_v1_16_8_2013_eg19.pdf -
Date: 2019-12-20
... will also need to be taken account of in determining the client money requirement. Such reconciliations should be carried out whenever the ledgers are updated which should be no less than monthly. 4.6 Make good the balance of the client accounts within the next business day, (a) When a deficiency of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN11_Guidance_Note_on_Keeping_of_Separate_Client_Monies_v2_12_5_2015_eg19.pdf -
Date: 2019-12-20
... guilty of misconduct or the IA is of the opinion that a person who holds/held the position of a director or controller of the insurer is/was not a fit and proper person6. Purpose of this Document This document is intended to provide a broad overview of the disciplinary process to be adopted by the IA. As...
https://www.ia.org.hk/english/enforcement/lii/files/Overview_of_Disciplinary_Process_en.pdf -
Date: 2021-09-13
... guilty of misconduct or the IA is of the opinion that a person who holds/held the position of a director or controller of the insurer is/was not a fit and proper person6. Purpose of this Document This document is intended to provide a broad overview of the disciplinary process to be adopted by the IA. As...
https://www.ia.org.hk/english/enforcement/lii/files/Overview_of_Disciplinary_Process_en.pdf -
Date: 2019-10-15