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⏭... continuously developing professional knowledge • Discharging accurate and adequate information • Advice suitable to client’s interests • Avoiding / managing conflicts of interest • Safeguarding client’s assets 5 6 2008 – The failure of tick-box compliance regulation Sub-prime mortgages MBS CDOS CDS Is this...
https://www.ia.org.hk/english/aboutus/task_force/activities_meetings/files/Future_Task_Force_MC_16_Dec_2020.pdf -
Date: 2020-12-21
... 1 2019財新峰會香港場：雙向開放 攜手未來 2019年 6月 10日 保險業監管局主席鄭慕智博士 演講題目：粵港澳大灣區─金融協同打造經濟新核心 各位嘉賓，下午好！ 我非常高興出席今天由財新傳媒舉辦的峰會，就「粵港澳大灣區─金融協 同打造經濟新核心」為題與大家作出簡單分享。 粵港澳大灣區的主體理念是促成城市間優勢互補及協同發展，透過人流、 物流、資金流和訊息流，打破地理界限，改善資源配置。今年二月，中央 政府公布了《粵港澳大灣區發展規劃綱要》（ 《規劃綱要》），當中保險 方面的建議包含多個範疇，好像為跨境客戶提供便利化保險服務；合作開 發創新型跨境機動車和醫療保險產品；推動大灣...
https://www.ia.org.hk/english/infocenter/files/Caxin_Summit_Hong_Kong_2019.pdf -
Date: 2020-06-12
[PDF]
mu20140430.pdf
... share information and insights on regulatory and supervisory issues on AML/CFT, in particular those which may have a cross-sectoral impact. 6. The “Anti-Money Laundering Regulatory Enforcement Co-ordination Group” will have regular meetings to share outcomes of investigation and enforcement actions in...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20140430.pdf -
Date: 2020-06-19
[PDF]
Table-L17_2017.pdf
... Wealth Mgt (HK) 31-12-17 - - - - 東亞人壽 BEA Life 31-12-17 1,160 1 140,465 1,067 藍十字 Blue Cross 31-12-17 - - - - 中銀人壽 BOC LIFE 31-12-17 189 - 23,003 - Canada Life Assurance Canada Life Assurance 31-12-17 - - - - Canada Life Canada Life 31-12-17 - - - - 中國人壽 China Life 31-12-17 26,970 - 6,281,584 - 太壽香港...
https://www.ia.org.hk/english/infocenter/statistics/files/Table-L17_2017.pdf -
Date: 2019-08-19
[PDF]
Table-L19_2017.pdf
...) AXA Wealth Mgt (HK) 31-12-17 - - - - 東亞人壽 BEA Life 31-12-17 1,160 1 140,465 1,067 藍十字 Blue Cross 31-12-17 - - - - 中銀人壽 BOC LIFE 31-12-17 189 - 23,003 - Canada Life Assurance Canada Life Assurance 31-12-17 - - - - Canada Life Canada Life 31-12-17 - - - - 中國人壽 China Life 31-12-17 26,970 - 6,281,584 - 太壽...
https://www.ia.org.hk/english/infocenter/statistics/files/Table-L19_2017.pdf -
Date: 2019-08-19
... licensing requirements under the Ordinance are advised to seek professional advice. A.6 The IA reserves the right to review, amend, supplement or update this Note, especially in light of changing circumstances or developing business practices. A.7 Unless otherwise specified, words and expressions in this...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Regulated_Activities.pdf -
Date: 2021-12-10
... licensing requirements under the Ordinance are advised to seek professional advice. A.6 The IA reserves the right to review, amend, supplement or update this Note, especially in light of changing circumstances or developing business practices. A.7 Unless otherwise specified, words and expressions in this...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Regulated_Activities.pdf -
Date: 2021-10-12