... Insurtech. The IA has been engaging in two-way communication with fellow financial regulators (such as the Hong Kong Monetary Authority and the Securities and Futures Commission) as well as the insurance industry to develop the appropriate infrastructure, with a view to supporting insurers and intermediaries...

... Insurtech. The IA has been engaging in two-way communication with fellow financial regulators (such as the Hong Kong Monetary Authority and the Securities and Futures Commission) as well as the insurance industry to develop the appropriate infrastructure, with a view to supporting insurers and intermediaries...

... policy holders with a view to identifying any suspicious connection between customers at early stage, assessing and understanding the potential fraudulent claims or ML/TF risks. Case Study 1 Case Study 1 –– Fraud associated with claimsFraud associated with claims ©Hong Kong Police Force香港警務處版權所有 Case...

... advised to inform and obtain advice from the IA on the adequacy of their risk-management controls before launching any new products or services (including forming any type of relationship with VASPs). Meanwhile, we will keep in view the global regulatory landscape and provide further updates when...

... Insurtech. The IA has been engaging in two-way communication with fellow financial regulators (such as the Hong Kong Monetary Authority and the Securities and Futures Commission) as well as the insurance industry to develop the appropriate infrastructure, with a view to supporting insurers and intermediaries...

... policy holders with a view to identifying any suspicious connection between customers at early stage, assessing and understanding the potential fraudulent claims or ML/TF risks. Case Study 1 Case Study 1 –– Fraud associated with claimsFraud associated with claims ©Hong Kong Police Force香港警務處版權所有 Case...

... identified residual risks, if insurable, early professional advice should be sought on the availability, coverage and pricing of the relevant insurance products. It is important for project owners and relevant stakeholders to take a holistic view on the risk landscape they are facing, embracing risk...

... Diploma in Financial Markets of the Hong Kong Securities Institute Fee Waiver for Deleting LI Registration There are a number of registrants maintaining the LI registration without actually being engaged themselves in this line of business. They may not wish to maintain such registration in view of the...

... the regulatory regime for  investment products and conduct of  intermediaries.    In May 2010 the SFC published  its  Consultation  Conclusions  on  Proposals  to  Enhance  Protection  for  the  Investing  Public  (“SFC Consultation Conclusions”) maintaining its view that there should be restrictions...

... view of this, a 60-day Window is allowed that when a Member has rectified any shortfall in the limit of indemnity within the first 60 calendar days of the commencement of the renewed professional indemnity insurance, the Confederation will not instigate disciplinary investigation into that matter. To...