... connection with a matter arising under the Ordinance. 2.5. The IA’s view is that the sort of person envisaged as falling within the category “professional advisor acting or proposing to act in a professional capacity”, is someone qualified to advise on the issues relevant to the subject of the inspection...

..., had appropriate AML/CFT systems in place, requisite improvements in certain areas would be necessary. With a view to raising the standards of the insurance industry in this respect, the IA would like to share with you some key findings as identified in the aforementioned onsite inspection visits. The...

... concerned a chance to look into the matter with a view to resolving your complaint at an early stage. Under the Code of Conduct for Insurers issued by HKFI, insurers are required to have effective procedures in place for the proper handling of insurance complaints. In most cases, the insurer is capable of...

... example reflect on the IA’s view of the continued fitness and properness of (i) the directors, controllers or key persons in relevant control functions of the insurers to which this Guideline applies and (ii) the licensed insurance intermediaries to which this Guideline applies and (in the case of...

... example reflect on the IA’s view of the continued fitness and properness of (i) the directors, controllers or key persons in relevant control functions of the insurers to which this Guideline applies and (ii) the licensed insurance intermediaries to which this Guideline applies and (in the case of...

... example reflect on the IA’s view of the continued fitness and properness of (i) the directors, controllers or key persons in relevant control functions of the insurers to which this Guideline applies and (ii) the licensed insurance intermediaries to which this Guideline applies and (in the case of...

... keep in view the development of the ICS. Cash value floor 21. We proposed to require a cash value floor in the valuation of technical provisions. Many respondents express concern about the proposal. They feel that a cash value floor may not tally with the concurrent principle of economic valuation and...

... policy holders with a view to identifying any suspicious connection between customers at early stage, assessing and understanding the potential fraudulent claims or ML/TF risks. Case Study 1 Case Study 1 –– Fraud associated with claimsFraud associated with claims ©Hong Kong Police Force香港警務處版權所有 Case...