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hk-fsa_mou_rev.pdf
... is for the purpose of actual or contemplated enforcement action, the matters set out Appendix 1; and (f) any other matters specified by the requested Authority and by the applicable laws, regulations and requirements in relation to the requested Authority. Contact Points 9. The Authorities will...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/hk-fsa_mou_rev.pdf -
Date: 2021-11-01
.../legislative_framework/files/GL21_GI_SST_20200113.pdf 2 I.6. This document should be read in conjunction with GL21 and AGN7. Unless otherwise specified, words and expressions used in this document shall have the same meanings as given to them in GL21. II. Prescribed Scenarios II.1. The Prescribed Scenarios are set out...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20210111_appendix_1.pdf -
Date: 2021-12-10
[PDF]
hk-fsa_mou_rev.pdf
... is for the purpose of actual or contemplated enforcement action, the matters set out Appendix 1; and (f) any other matters specified by the requested Authority and by the applicable laws, regulations and requirements in relation to the requested Authority. Contact Points 9. The Authorities will...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/hk-fsa_mou_rev.pdf -
Date: 2021-09-01
.../legislative_framework/files/GL21_GI_SST_20200113.pdf 2 I.6. This document should be read in conjunction with GL21 and AGN7. Unless otherwise specified, words and expressions used in this document shall have the same meanings as given to them in GL21. II. Prescribed Scenarios II.1. The Prescribed Scenarios are set out...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20210111_appendix_1.pdf -
Date: 2021-09-09
[PDF]
hk-fsa_mou_rev.pdf
... is for the purpose of actual or contemplated enforcement action, the matters set out Appendix 1; and (f) any other matters specified by the requested Authority and by the applicable laws, regulations and requirements in relation to the requested Authority. Contact Points 9. The Authorities will...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/hk-fsa_mou_rev.pdf -
Date: 2020-06-19
[PDF]
cir_20180806.pdf
... in participating in QIS 2 and submitting data as set out in the enclosed templates. Based on the data collected from the First Quantitative Impact Study (QIS 1), we conducted calibration for various risk charges and set out methodologies in certain technical aspects. In the past six months, we...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20180806.pdf -
Date: 2018-11-30
... 3. Description of nature of business and services to be provided by the licensed insurance broker company The client agreement should set out a description of the business and services to be provided by the licensed insurance broker company and this should include the following matters: (a) a...
https://www.ia.org.hk/english/legislative_framework/files/Practice_note_on_Client_Agreement_ILAS_Eng.pdf -
Date: 2020-06-01
... date indicated above. Exemption to Deemed Licensees We would also draw your attention to Annex 2 to the Guideline on “Fit and Proper” Criteria for Licensed Insurance Intermediaries under the Insurance Ordinance (GL23). This exempts a deemed licensee from the new education requirement set out under...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_Cut-off_dates_for_deemed_licensee_applications_20220321_ENG.pdf -
Date: 2022-05-31
... www.hkma.gov.hk ABOUT SECURITIES & FUTURES COMMISSION The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. As a financial regulator in an international financial centre, the SFC strives to strengthen and protect the...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/HongKongFintechWeek2020.pdf -
Date: 2020-12-21
... 3. Description of nature of business and services to be provided by the licensed insurance broker company The client agreement should set out a description of the business and services to be provided by the licensed insurance broker company and this should include the following matters: (a) a...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Practice_note_on_Client_Agreement_ILAS_Eng.pdf -
Date: 2020-06-24