... constitutes an offence Part 3. s9: powers to conduct routine inspections s11: investigation powers Part 4: s21: supervisory sanctions – reprimand, order to take remedial actions and to pay pecuniary penalties Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20111230-01.pdf -
Date: 2022-04-27
...): Discussion on key risk exposures – A general business insurer should explain in its ORSA Report its key risk exposures and the range of scenarios it assessed in order to determine the chosen scenario used. The results from the “wide range of events” considered do not need to be reported in detail...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20200113_appendix_1.pdf -
Date: 2020-06-15
...): Discussion on key risk exposures – A general business insurer should explain in its ORSA Report its key risk exposures and the range of scenarios it assessed in order to determine the chosen scenario used. The results from the “wide range of events” considered do not need to be reported in detail...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20200113_appendix_1.pdf -
Date: 2020-12-21
... constitutes an offence Part 3. s9: powers to conduct routine inspections s11: investigation powers Part 4: s21: supervisory sanctions – reprimand, order to take remedial actions and to pay pecuniary penalties Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20111230-01.pdf -
Date: 2019-11-05
... started discussion on the conduct requirements to be included in the Code of Conduct for Licensed Insurance Intermediaries. We are collecting views on insurance intermediaries’ duty of integrity, acting in the best interest of clients and information disclosure. Other conduct requirements will be...
https://www.ia.org.hk/english/infocenter/files/HKCIB_Spring_Dinner.pdf -
Date: 2021-12-09
... started discussion on the conduct requirements to be included in the Code of Conduct for Licensed Insurance Intermediaries. We are collecting views on insurance intermediaries’ duty of integrity, acting in the best interest of clients and information disclosure. Other conduct requirements will be...
https://www.ia.org.hk/english/infocenter/files/HKCIB_Spring_Dinner.pdf -
Date: 2021-09-08
... started discussion on the conduct requirements to be included in the Code of Conduct for Licensed Insurance Intermediaries. We are collecting views on insurance intermediaries’ duty of integrity, acting in the best interest of clients and information disclosure. Other conduct requirements will be...
https://www.ia.org.hk/english/infocenter/files/HKCIB_Spring_Dinner.pdf -
Date: 2020-06-12
... that the client should always be at the forefront of a licensed insurance broker’s considerations. Another respondent opined that the gap in expertise between clients and their brokers means that it is reasonable to expect brokers to have a duty of care for their clients, which is well summed up by the...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-03
... that the client should always be at the forefront of a licensed insurance broker’s considerations. Another respondent opined that the gap in expertise between clients and their brokers means that it is reasonable to expect brokers to have a duty of care for their clients, which is well summed up by the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-10
... Monetary Authority and the Securities and Futures Commission (each referred to as a “party”, together as “parties”), to co- operate and communicate constructively in order to exercise their powers in relation to anti-money laundering and counter-terrorist financing (“AML/CFT”) matters under the Anti-Money...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20140430.pdf -
Date: 2020-09-28