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11.sn-LT-2017_eng.pdf
... Period 5.2.5 Policy Switching 5.2.6 Sales Illustrations for Linked and Non-Linked Policies a. Linked Policy Illustration Document b. Standard Illustration for Universal Life (Non- Linked) Policies c. Standard Illustration for Participating Policies 5.2.7 Distributions of Policy Dividends a. Basic...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/11.sn-LT-2017_eng.pdf -
Date: 2019-12-02
[DOCX]
P3_SN_eng_2016.docx
... and Non-Linked Policies a. Linked Policy Illustration Document b. Standard Illustration for Universal Life (Non-Linked) Policies c. Standard Illustration for Participating Policies 5.2.7 Distributions of Policy Dividends a. Basic Principles of Dividend Distributions b. Methods of Dividend...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/P3_SN_eng_2016.docx -
Date: 2019-12-02
[PDF]
P3_SN_eng_2016.pdf
... Cooling-Off Period 5.2.5 Policy Switching 5.2.6 Sales Illustrations for Linked and Non-Linked Policies a. Linked Policy Illustration Document b. Standard Illustration for Universal Life (Non- Linked) Policies c. Standard Illustration for Participating Policies 5.2.7 Distributions of Policy Dividends a. Basic...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/P3_SN_eng_2016.pdf -
Date: 2019-12-02
... Quality Client Service 5.2.4 Cooling-Off Period 5.2.5 Policy Switching 5.2.6 Sales Illustrations for Linked and Non-Linked Policies a. Linked Policy Illustration Document b. Standard Illustration for Universal Life (Non- Linked) Policies c. Standard Illustration for Participating Policies 5.2.7...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/P3_SN_eng_2017ver_2018update.pdf -
Date: 2019-12-02
[PDF]
cir_aml_20170831.pdf
... Market Conduct Division Insurance Authority Encl. c.c. Chairman, The Hong Kong Federation of Insurers [aml_tec-6-45_CE_20170831/em] SC/12948 9 AUGUST 2017 PRESS RELEASE SECURITY COUNCIL Security Council ISIL (Da!esh) and Al-Qaida Sanctions Committee Amends One Entry on Its Sanctions List On 9 August 2017...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170831.pdf -
Date: 2018-01-15
...) Proper recording of movements in client money; (b) Interest credited in accordance with the Minimum Requirements; and (c) Reconciliations carried out on a sufficiently regular basis. 2.2 Control objectives over the proper holding of client monies: (a) Bank accounts opened only with an authorized...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN11_Guidance_Note_on_Keeping_of_Separate_Client_Monies_v1_16_8_2013_eg19.pdf -
Date: 2019-12-20
... accounting records: (a) Proper recording of movements in client money; (b) Interest credited in accordance with the Minimum Requirements; and (c) Reconciliations carried out on a sufficiently regular basis. 2.2 Control objectives over the proper holding of client monies: (a) Bank accounts opened only with an...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN11_Guidance_Note_on_Keeping_of_Separate_Client_Monies_v2_12_5_2015_eg19.pdf -
Date: 2019-12-20
... 2003, information on the following individuals belonging to or associated with the Al-Qaida (List C) has been updated- Item No. : 2, 10, 26, 29, 30, 47, 50, 53, 55, 64, 65, 67, 76, 83, 84, 85, 87 and 99. In addition, the information on an individual, Mostafa Kamel Mostafa, has been...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular250703.html -
Date: 2017-06-23
.../explanatory_notes.html - 2 - If you have any questions on the Explanatory Note, please contact Mr. Alan Wu at 3899 9748 or Ms. Anna Ho at 3899 9737. Yours faithfully, Peter Gregoire Head of Market Conduct General Counsel Insurance Authority c.c. Hong Kong Monetary Authority The Hong Kong Federation of Insurers The Hong...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_12.10.2021_Explanatory_Note_on_Regulated_Activities_under_the_IO.pdf -
Date: 2021-12-10
... Information (e.g. complaints relating to the presentation of product features, policy terms and conditions, premium payment terms or returns on investment, dividend or bonus shown on benefit illustrations, etc.) (b) Claims (e.g. disputes on the result of claims assessment or settlement amount, etc.) (c...
https://www.ia.org.hk/english/infocenter/statistics/files/Summary_Complaints_received_by_IA_20190401_20200331_Eng.pdf -
Date: 2020-09-28