... and type of mitigation to be applied; (c) obtained the approval of senior management on the assessment results; (d) a process by which the risk assessment is kept up-to-date; and (e) appropriate mechanisms to provide your risk assessment to the Insurance Authority when required to do so. Should you...

... changes against the previous version) is attached at Appendix A (GL3 English version), Appendix B (GL3 Chinese version), Appendix C (GL3A English version) and Appendix D (GL3A Chinese version) for your information. The revised Guidelines are also available on the Government’s website http://www.gld.gov.hk...

... Insurance (Authorization and Annual Fees) Regulation (Cap. 41C) and Circular on Annual Authorization Fee for prescribed fees and payment details. ...

... to the above, please contact Ms Kay Szeto at 3899 9980, or email us at [email protected]. Yours faithfully, Tony Chan Associate Director Policy and Development Division Insurance Authority Encl. c.c. Chairman, The Hong Kong Federation of Insurers President, The Actuarial Society of Hong Kong 1...

... claims assessment or settlement amount, etc.) (c) Conduct (e.g. fraud, forgery, matters related to selling process, handling of client’s premium or money, commission rebate, twisting, cross-border selling or unlicensed selling, etc.) (d) Business or Operations (e.g. matters related to cancellation or...