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⏭... in (1) above and the consequences in case of breach. 4. If deemed necessary, you should consult your own legal advisors. 5. The full set of the Act can be found at the official website of FSA at: http://www.fsa.go.jp/common/law/ins01.pdf Kind Regards Tommy Chan Secretary-General & Registrar The Hong...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_Cir_Res_on_Pro_of_FII_Prod_by_Jap_Resid_v1_10_11_2017_eg19.pdf -
Date: 2019-12-20
[PDF]
cir_aml_20180112.pdf
... the Comprehensive Report of the Ombudsperson on this de-listing request. Therefore, the assets freeze, travel ban and arms embargo set out in paragraph 1 of Security Council resolution 2368 (2017) no longer apply to the entry set out below: A. Individual associated with ISIL (Da’esh) and Al-Qaida...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20180112.pdf -
Date: 2019-02-01
[PDF]
cir_aml_20170719.pdf
... and arms embargo set out in paragraph 2 of Security Council resolution 2253 (2015) no longer apply to the names set out below. A. Individuals associated with ISIL (Da-esh) and Al-Qaida QDi.168 Name: 1: AHMAD 2: ZERFAOUI 3: na 4: na Name (original script): Title: na Designation: na DOB: 15 Jul. 1963...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170719.pdf -
Date: 2018-01-15
[PDF]
cir_aml_20180112.pdf
... the Comprehensive Report of the Ombudsperson on this de-listing request. Therefore, the assets freeze, travel ban and arms embargo set out in paragraph 1 of Security Council resolution 2368 (2017) no longer apply to the entry set out below: A. Individual associated with ISIL (Da’esh) and Al-Qaida...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20180112.pdf -
Date: 2018-01-15
... 3. Description of nature of business and services to be provided by the licensed insurance broker company The client agreement should set out a description of the business and services to be provided by the licensed insurance broker company and this should include the following matters: (a) a...
https://www.ia.org.hk/english/legislative_framework/files/Practice_note_on_Client_Agreement_ILAS_Eng.pdf -
Date: 2020-06-01
... date indicated above. Exemption to Deemed Licensees We would also draw your attention to Annex 2 to the Guideline on “Fit and Proper” Criteria for Licensed Insurance Intermediaries under the Insurance Ordinance (GL23). This exempts a deemed licensee from the new education requirement set out under...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_Cut-off_dates_for_deemed_licensee_applications_20220321_ENG.pdf -
Date: 2022-05-31
... www.hkma.gov.hk ABOUT SECURITIES & FUTURES COMMISSION The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. As a financial regulator in an international financial centre, the SFC strives to strengthen and protect the...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/HongKongFintechWeek2020.pdf -
Date: 2020-12-21
... 3. Description of nature of business and services to be provided by the licensed insurance broker company The client agreement should set out a description of the business and services to be provided by the licensed insurance broker company and this should include the following matters: (a) a...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Practice_note_on_Client_Agreement_ILAS_Eng.pdf -
Date: 2020-06-24
... standards of conduct and business practice for authorized insurers underwriting Investment-Linked Assurance Schemes (“ILAS”) business. 1.2 In response to GN 15, this Guidance Note is issued to set out such standards of conduct and business practice in so far as they are applicable to members of PIBA in...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_PIBA_Guidance_Note_on_Conducting_Investment_Linked_Business_v1_24_12_2014_eg19.pdf -
Date: 2019-12-20
... Handling of medical insurance claims - The IA’s expectations May 2023 In this article we set out the types of practices that the IA would expect to see when assessing the claims handling processes of an insurer in its inspection and...
https://www.ia.org.hk/english/legislative_framework/Conduct_in_Focus_Issue_07_(Special_Supplement_02).html -
Date: 2023-05-12