... than 15% of the voting rights in the partnership; or (iii) exercises ultimate control over the management of the partnership; or (c) in relation to a company, means a person who— (i) owns or controls, directly or indirectly, including through a trust or bearer share holding, not less than 15% of the...

... have earned3 and (iii) the shortfall in CPD hours, if any4. Number of CPD Hours Required2 Earned3 Shortfall4 Please also complete Section D. Please note that only Qualified CPD Activities as defined in GL24 attended by you during the Combined CPD Assessment Period count towards the number of CPD Hours...

... less than 15% of the voting rights at general meetings of the company; or (iii) exercises ultimate control over the management of the company. ...

... of this Guideline, a reference to the “shareholder controller” herein may mean a controller defined under section 9(1)(a)(iii)(B) or 13B(1) of the Ordinance as the case may be. Controllers under Section 13A 2.4 Section 13A stipulates that an authorized insurer must obtain the IA’s prior approval for...

...) funds deposited into Nominated Accounts shall only be used in making payments to the party to whom the funds are due; (ii) no member shall use a Nominated Accounts to secure any other facility with any bank or other financial institution; (iii) interest receivable on Nominated Accounts shall belong to...

... usually include their (i) investment objectives, (ii) investment knowledge and experience, (iii) preferred investment horizon, (iii) risk attitude and appetite, and (iv) risk tolerance or capacity, that Members should develop and use appropriate risk profile questionnaire for understanding the clients in...

... application for authorization has been refused, any authorization revoked, or any requirements imposed as a condition for being permitted to continue to carry on insurance business, by any supervisory authority, and if so, give particulars. PART III BUSINESS PLAN 17. The sources of business (for example...

... business, by any supervisory authority, and if so, give particulars. - 7 - PART III - BUSINESS PLAN 17. The sources of business (for example: direct from ceding companies, through insurance brokers, in-house from group companies) and the approximate percentage expected from each source. 18. The particulars...