... should be noted, that certain Standards and Practices in the Agents’ Code also include very specific record keeping requirements with which licensed insurance agents should comply (see Standards and Practices 3.6(ii), 6.2(b) and 8.1(b)(iii)). Licensed insurance agents should also comply with other...

.../ countries of residence/ places of incorporation NOT captured in some insurers’ policy administration system even such information was obtained in insurance application forms The list of the above information kept in some insurers’ policy administration system NOT comprehensive enough to cover all high risk...

.../ countries of residence/ places of incorporation NOT captured in some insurers’ policy administration system even such information was obtained in insurance application forms The list of the above information kept in some insurers’ policy administration system NOT comprehensive enough to cover all high risk...

.../ countries of residence/ places of incorporation NOT captured in some insurers’ policy administration system even such information was obtained in insurance application forms The list of the above information kept in some insurers’ policy administration system NOT comprehensive enough to cover all high risk...

... less than 15% of the voting rights at general meetings of the company; or (iii) exercises ultimate control over the management of the company. ...

... usually include their (i) investment objectives, (ii) investment knowledge and experience, (iii) preferred investment horizon, (iii) risk attitude and appetite, and (iv) risk tolerance or capacity, that Members should develop and use appropriate risk profile questionnaire for understanding the clients in...

... of this Guideline, a reference to the “shareholder controller” herein may mean a controller defined under section 9(1)(a)(iii)(B) or 13B(1) of the Ordinance as the case may be. Controllers under Section 13A 2.4 Section 13A stipulates that an authorized insurer must obtain the IA’s prior approval for...

...) funds deposited into Nominated Accounts shall only be used in making payments to the party to whom the funds are due; (ii) no member shall use a Nominated Accounts to secure any other facility with any bank or other financial institution; (iii) interest receivable on Nominated Accounts shall belong to...

... application for authorization has been refused, any authorization revoked, or any requirements imposed as a condition for being permitted to continue to carry on insurance business, by any supervisory authority, and if so, give particulars. PART III BUSINESS PLAN 17. The sources of business (for example...

... business, by any supervisory authority, and if so, give particulars. - 7 - PART III - BUSINESS PLAN 17. The sources of business (for example: direct from ceding companies, through insurance brokers, in-house from group companies) and the approximate percentage expected from each source. 18. The particulars...