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mou-cbi.pdf
... Any of the conditions of this Memorandum may be relaxed or waived by mutual agreement. VII. Termination 28. This Memorandum will continue to have effect unless terminated by one of the Authorities by giving 30 days advance written notice to the other Authority that understandings set out herein are no...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou-cbi.pdf -
Date: 2021-09-01
... part of the Memorandum. VII. Termination 31. This Memorandum will continue to have effect unless terminated by one of the Authorities by giving 30 days’ advance written notice to the other Authority that the understandings set out herein are no longer to have effect. 32. In the event of termination of...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MoU_between_IA_and_OIC_12_December_2018.pdf -
Date: 2021-09-01
[PDF]
mou-bafin.pdf
... Memorandum may be relaxed or waived by mutual agreement. VII. Termination 30. This Memorandum will continue to have effect unless terminated by one of the Authorities by giving 30 days advance written notice to the other Authority that understandings set out herein are no longer to have effect. 31....
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou-bafin.pdf -
Date: 2020-06-19
[PDF]
mou-cbi.pdf
... Any of the conditions of this Memorandum may be relaxed or waived by mutual agreement. VII. Termination 28. This Memorandum will continue to have effect unless terminated by one of the Authorities by giving 30 days advance written notice to the other Authority that understandings set out herein are no...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou-cbi.pdf -
Date: 2020-06-19
... part of the Memorandum. VII. Termination 31. This Memorandum will continue to have effect unless terminated by one of the Authorities by giving 30 days’ advance written notice to the other Authority that the understandings set out herein are no longer to have effect. 32. In the event of termination of...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MoU_between_IA_and_OIC_12_December_2018.pdf -
Date: 2020-06-19
... regulated person – a pecuniary penalty should not have the likely effect of putting the regulated person concerned in financial jeopardy; (ii) the IA’s action or decision in previous similar cases (if any); 5 (iii) actions taken or decisions made by other relevant authorities in respect of the conduct; (iv...
https://www.ia.org.hk/english/legislative_framework/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2020-09-24
... regulated person – a pecuniary penalty should not have the likely effect of putting the regulated person concerned in financial jeopardy; (ii) the IA’s action or decision in previous similar cases (if any); 5 (iii) actions taken or decisions made by other relevant authorities in respect of the conduct; (iv...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance.pdf -
Date: 2020-06-24
... regulated person – a pecuniary penalty should not have the likely effect of putting the regulated person concerned in financial jeopardy; (ii) the IA’s action or decision in previous similar cases (if any); 5 (iii) actions taken or decisions made by other relevant authorities in respect of the conduct; (iv...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance_Brokers.pdf -
Date: 2020-06-24
[PDF]
cir_aml_20180202_L.pdf
... screening and other actions with regard to United Nations sanctions, the IA will, with effect from the date of this letter, issue email alerts whenever new or revised sanctions resolutions or sanctions lists relating to terrorism, terrorist financing and proliferation are promulgated by the UNSC. You are...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20180202_L.pdf -
Date: 2019-02-01
... regulated person – a pecuniary penalty should not have the likely effect of putting the regulated person concerned in financial jeopardy; (ii) the IA’s action or decision in previous similar cases (if any); 5 (iii) actions taken or decisions made by other relevant authorities in respect of the conduct; (iv...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2019-09-10