..., please provide the relevant details, including (i) name of company, (ii) approximate year(s) of directorship and (iii) nature and state of affairs of its business on a separate sheet. Yes No 3. Current relationship with any Licensed Insurance Agency (other than your employment with your Appointing...
https://www.ia.org.hk/english/infocenter/forms/files/A1_Form_Jan_2022.pdf -
Date: 2022-01-06
..., please provide the relevant details, including (i) name of company, (ii) approximate year(s) of directorship and (iii) nature and state of affairs of its business on a separate sheet. Yes No 3. Current relationship with any Licensed Insurance Agency (other than your employment with your Appointing...
https://www.ia.org.hk/english/infocenter/forms/files/A1_Form_Jan_2022.pdf -
Date: 2022-05-31
... options in the suggested FNA form as set out in the Appendix, and strictly follow the wording. In cases where the insurers have compelling reasons not to do so, they should approach the IA accordingly. III. ADVICE TO CUSTOMERS Q 8. “Insurance advice provided by intermediaries” needs to be based upon...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_HKFI_FAQ_Initiative_on_FNA_v1_13_11_2015_20190823.pdf -
Date: 2019-12-20
... persons in control functions or appointed actuary of the insurer are fit and proper. 2.3 For the purpose of this Guideline, a reference to the “shareholder controller” herein may mean a controller defined under section 9(1)(a)(iii)(B) or 13B(1) of the Ordinance as the case may be. Controllers under...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL4Marked-up.pdf -
Date: 2018-01-12
... substantive meaning of the information as stated above is retained in spite of the modification; (ii) in spite of the modification, the principle of “fair customer treatment” and the objective of the RPQ in paragraph 6.1 of the Guideline continue to be satisfied; and (iii) the reason(s) for such modification...
https://www.ia.org.hk/english/legislative_framework/files/Interpretation_Notes.pdf -
Date: 2020-09-24
... substantive meaning of the information as stated above is retained in spite of the modification; (ii) in spite of the modification, the principle of “fair customer treatment” and the objective of the RPQ in paragraph 6.1 of the Guideline continue to be satisfied; and (iii) the reason(s) for such modification...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL_26_Interpretation_Notes_Eng.pdf -
Date: 2020-06-24
... substantive meaning of the information as stated above is retained in spite of the modification; (ii) in spite of the modification, the principle of “fair customer treatment” and the objective of the RPQ in paragraph 6.1 of the Guideline continue to be satisfied; and (iii) the reason(s) for such modification...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Interpretation_Notes.pdf -
Date: 2019-11-29