... supervisory authority, and if so, give particulars. - 7 - PART III - BUSINESS PLAN 19. The sources of business (for example : direct from public, through insurance brokers and agents, in-house from group companies) and the approximate percentage expected from each source. 20. The particulars of the marketing...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6G.pdf -
Date: 2022-01-06
... supervisory authority, and if so, give particulars. - 7 - PART III - BUSINESS PLAN 19. The sources of business (for example : direct from public, through insurance brokers and agents, in-house from group companies) and the approximate percentage expected from each source. 20. The particulars of the marketing...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6G.pdf -
Date: 2022-05-31
... supervisory authority, and if so, give particulars. - 7 - PART III - BUSINESS PLAN 19. The sources of business (for example : direct from public, through insurance brokers and agents, in-house from group companies) and the approximate percentage expected from each source. 20. The particulars of the marketing...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6G.pdf -
Date: 2020-06-24
... Class C Business), GL30 on Financial Needs Analysis, GL27 on policy replacement, GL28 on benefit illustrations etc). (iii) Details of the AML/CTF controls, including ML/TF risk assessments and the corresponding additional measures relating to non-F2F onboarding of customers. (iv) Details of the Sandbox...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_05082020.pdf -
Date: 2020-12-21
...: By breakdown: (i) derived from general insurance business (ii) derived from long term insurance business (excluding ILAS) (iii) derived from long term insurance business (ILAS only) (b) Brokerage commission & fee expense (c) Other income (d) Other expense (e) Profit / (loss) before taxation (i.e....
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/survey_broker_250418.pdf -
Date: 2018-11-30
... should be noted, that certain Standards and Practices in the Agents’ Code also include very specific record keeping requirements with which licensed insurance agents should comply (see Standards and Practices 3.6(ii), 6.2(b) and 8.1(b)(iii)). Licensed insurance agents should also comply with other...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_Agents_Code_Eng.pdf -
Date: 2019-09-03
... should be noted, that certain Standards and Practices in the Agents’ Code also include very specific record keeping requirements with which licensed insurance agents should comply (see Standards and Practices 3.6(ii), 6.2(b) and 8.1(b)(iii)). Licensed insurance agents should also comply with other...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Agents_Code_Eng.pdf -
Date: 2019-09-10
... than 15% of the voting rights in the partnership; or (iii) exercises ultimate control over the management of the partnership; or (c) in relation to a company, means a person who— (i) owns or controls, directly or indirectly, including through a trust or bearer share holding, not less than 15% of the...
https://www.ia.org.hk/english/infocenter/forms/files/Form_S5_Eng_June_2021.pdf -
Date: 2022-01-06
... have earned3 and (iii) the shortfall in CPD hours, if any4. Number of CPD Hours Required2 Earned3 Shortfall4 Please also complete Section D. Please note that only Qualified CPD Activities as defined in GL24 attended by you during the Combined CPD Assessment Period count towards the number of CPD Hours...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/cpd_declaration_form_eng.pdf -
Date: 2021-12-06