..., Equity and Inclusion (DEI); Environmental, Social and Governance (ESG); and Web3 development, focusing on how they can positively interact with the financial sector to promote a more stable and resilient financial system. Mr John Lee, Chief Executive of the Hong Kong Special Administrative...

... qualification/course may be required.  Please refer to Annex 2 (Exemptions) to the Guideline on “Fit and Proper” Criteria for details about the exemption criteria for the minimum education requirements.  If you had used a Mainland qualification for first registration with the Insurance Agents Registration...

... formulated in consultation with the industry and the public. At the same time, we have refined six existing guidelines on the sale of long term policies. The volume of those regulatory instruments appears huge but the basic principle is simple. Let me now summarise some of the most important requirements and...

... formulated in consultation with the industry and the public. At the same time, we have refined six existing guidelines on the sale of long term policies. The volume of those regulatory instruments appears huge but the basic principle is simple. Let me now summarise some of the most important requirements and...

... formulated in consultation with the industry and the public. At the same time, we have refined six existing guidelines on the sale of long term policies. The volume of those regulatory instruments appears huge but the basic principle is simple. Let me now summarise some of the most important requirements and...

... the way in which insurance business is conducted. In this, our inaugural edition published to coincide with the one-year anniversary of the IA taking on the regulation of insurance intermediaries on 23 September 2019, we present the statistics for complaints received during the year (from 23 September...

... the way in which insurance business is conducted. In this, our inaugural edition published to coincide with the one-year anniversary of the IA taking on the regulation of insurance intermediaries on 23 September 2019, we present the statistics for complaints received during the year (from 23 September...

... monies, that client monies are used only for the purposes of the client and that all deposits and withdrawals are undertaken only in accordance with the Minimum Requirements. In addition, it is the responsibility of the brokers to ensure that the balances of client monies are reconciled on a sufficiently...

... are used only for the purposes of the client and that all deposits and withdrawals are undertaken only in accordance with the Minimum Requirements. In addition, it is the responsibility of the brokers to ensure that the balances of client monies are reconciled on a sufficiently regular basis....

... here below with that client before carrying on Linked Long Term Insurance Business for that client. To avoid any doubt, Members are at liberty of whether or how to align their duties and commitments to the existing client when two sets of agreement are concurrently in place. As the Member is acting as...