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⏭... Annex A – Final Form of Code of Conduct for Licensed Insurance Brokers Annex B – Final Form of Code of Conduct for Licensed Insurance Brokers with Track Changes Annex C – List of Respondents Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Brokers 2 Introduction 1. On 28...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-03
... Annex A – Final Form of Code of Conduct for Licensed Insurance Brokers Annex B – Final Form of Code of Conduct for Licensed Insurance Brokers with Track Changes Annex C – List of Respondents Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Brokers 2 Introduction 1. On 28...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-10
... New Regulation Landscape for Insurance Intermediaries Updates on the New Insurance Intermediaries Regulatory Regime Mr Stephen Po Executive Director , Market Conduct Division 26 September 2017 Agenda • Background information • New Regulatory Regime & Transition • Industry Collaboration • New...
https://www.ia.org.hk/english/infocenter/files/Updates_on_the_New_Insurance_Intermediaries_Regulatory_Regime.pdf -
Date: 2021-12-09
... New Regulation Landscape for Insurance Intermediaries Updates on the New Insurance Intermediaries Regulatory Regime Mr Stephen Po Executive Director , Market Conduct Division 26 September 2017 Agenda • Background information • New Regulatory Regime & Transition • Industry Collaboration • New...
https://www.ia.org.hk/english/infocenter/files/Updates_on_the_New_Insurance_Intermediaries_Regulatory_Regime.pdf -
Date: 2021-09-08
... New Regulation Landscape for Insurance Intermediaries Updates on the New Insurance Intermediaries Regulatory Regime Mr Stephen Po Executive Director , Market Conduct Division 26 September 2017 Agenda • Background information • New Regulatory Regime & Transition • Industry Collaboration • New...
https://www.ia.org.hk/english/infocenter/files/Updates_on_the_New_Insurance_Intermediaries_Regulatory_Regime.pdf -
Date: 2020-06-12
... 15 October 2004 To: Chief Executive of all authorized insurance institutions carrying on long term business Dear Sir/Madam, United Nations Security Council Resolution 1532 Further to my letter of 18...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular151004.html -
Date: 2017-06-23
... of CDD and record-keeping requirements to DNFBPs under the AMLO, requirements for companies to keep beneficial ownership information and introduction of prohibitions on financing the travel of foreign terrorist fighters and on dealing with terrorist property will help mitigate TF risks and complement...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/hk-risk-assessment-report_e.pdf -
Date: 2021-11-12
... of CDD and record-keeping requirements to DNFBPs under the AMLO, requirements for companies to keep beneficial ownership information and introduction of prohibitions on financing the travel of foreign terrorist fighters and on dealing with terrorist property will help mitigate TF risks and complement...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/hk-risk-assessment-report_e.pdf -
Date: 2022-04-27
... of CDD and record-keeping requirements to DNFBPs under the AMLO, requirements for companies to keep beneficial ownership information and introduction of prohibitions on financing the travel of foreign terrorist fighters and on dealing with terrorist property will help mitigate TF risks and complement...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/hk-risk-assessment-report_e.pdf -
Date: 2019-11-05
... Companies Ordinance (Cap. 622) to “mean any two or more bodies corporate one of which is the holding company of the other or others”. With the enactment of the Insurance Companies (Amendment) Ordinance 1997 on 1 May 1997, concessions are in place in the regulatory framework to...
https://www.ia.org.hk/english/supervision/reg_insurers_lloyd/requirements_captive_insurers.html -
Date: 2020-04-28