... of providers not authorized in Hong Kong. In this event, Members should advise clients as per the format prescribed in Annex C to the Membership Regulations. Recommendation in Writing 10. Members should present in writing their recommendation of the options selected together with the basis thereof to...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN12_on_Product_Recommend_Includ_LLT_v1_18_12_2014_eg19.pdf -
Date: 2019-12-20
... seminars. Participants should present the confirmation slip for registration at the venue on the
event date. Should you have any enquiries on the above, please feel free to contact Mr Penny Chiu at 2153 2745 or via
[email protected]. Yours faithfully, Dickson Chui Senior Manager Market Conduct Division...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20171020_2.pdf -
Date: 2018-01-15
... to the release of information, including that the third party recipient be bound to hold the information confidential. 15. In the event that an Authority is legally compelled to disclose to a third party, including a third party supervisory authority, information that has been provided in accordance...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mouosfi.pdf -
Date: 2020-09-28
...警務處版權所有@ Ho ng K on g Po li ce F or ce f or T ra in in g Pu rp os e On ly ©Hong Kong Police Force香港警務處版權所有 ß Trigger event ß Background details ß Account opening documents ß Details of transaction records ß Source of public research Feedback on Quality of Feedback on Quality of STRsSTRs @H on g Ko ng P ol...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20161201-2.pdf -
Date: 2021-11-12
... of insurance business to be written, including the maximum retention per risk or event after all reinsurance ceded, the limit of reinsurance, the names of the principal reinsurers and the respective percentages underwritten by them under each treaty. 24. A description of the captive’s investment...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6C.docx -
Date: 2022-01-06
... of insurance business to be written, including the maximum retention per risk or event after all reinsurance ceded, the limit of reinsurance, the names of the principal reinsurers and the respective percentages underwritten by them under each treaty. 24. A description of the captive’s investment...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6C.pdf -
Date: 2022-01-06
... to the release of information, including that the third party recipient be bound to hold the information confidential. 15. In the event that an Authority is legally compelled to disclose to a third party, including a third party supervisory authority, information that has been provided in accordance...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mouosfi.pdf -
Date: 2021-11-01
... to the release of information, including that the third party recipient be bound to hold the information confidential. 15. In the event that an Authority is legally compelled to disclose to a third party, including a third party supervisory authority, information that has been provided in accordance...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mouosfi.pdf -
Date: 2021-09-01
...警務處版權所有@ Ho ng K on g Po li ce F or ce f or T ra in in g Pu rp os e On ly ©Hong Kong Police Force香港警務處版權所有 ß Trigger event ß Background details ß Account opening documents ß Details of transaction records ß Source of public research Feedback on Quality of Feedback on Quality of STRsSTRs @H on g Ko ng P ol...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20161201-2.pdf -
Date: 2022-04-27
... of insurance business to be written, including the maximum retention per risk or event after all reinsurance ceded, the limit of reinsurance, the names of the principal reinsurers and the respective percentages underwritten by them under each treaty. 24. A description of the captive’s investment...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6C.docx -
Date: 2022-05-31