... Chapter 4 –– Keeping customer Keeping customer information upinformation up--toto--date & relevant date & relevant 4.7.12, 4.7.12a: • on trigger events • annual review for all high risk customers • what constitutes a trigger event should be clearly defined in FI’s policies and procedures 10 Chapter 4...

... Chapter 4 –– Keeping customer Keeping customer information upinformation up--toto--date & relevant date & relevant 4.7.12, 4.7.12a: • on trigger events • annual review for all high risk customers • what constitutes a trigger event should be clearly defined in FI’s policies and procedures 10 Chapter 4...

... arrange insurance products of providers not authorized in Hong Kong. In this event, Members should advise clients as per the format prescribed in Annex C to the Membership Regulations. Recommendation in Writing 10. Members should present in writing their recommendation of the options selected together...

... minimum insurance cover should be for an amount: No. of Employees Amount of Insurance Cover Per Event Not more than 200 Not less than HK$100 million More than 200 Not less than HK$200 million An employer is required to meet both his liabilities under the Ordinance and the Common Law. The Ordinance only...

... minimum insurance cover should be for an amount: No. of Employees Amount of Insurance Cover Per Event Not more than 200 Not less than HK$100 million More than 200 Not less than HK$200 million An employer is required to meet both his liabilities under the Ordinance and the Common Law. The Ordinance only...

... settle on a net basis, or to realize the debts and settle the liability simultaneously. An insurer currently has a legally enforceable right to set off the debts means that the right of set-off: (a) must not be contingent on a future event; and (b) must be legally enforceable in all of the following...

... minimum insurance cover should be for an amount: No. of Employees Amount of Insurance Cover Per Event Not more than 200 Not less than HK$100 million More than 200 Not less than HK$200 million An employer is required to meet both his liabilities under the Ordinance and the Common Law. The Ordinance only...

... minimum insurance cover should be for an amount: No. of Employees Amount of Insurance Cover Per Event Not more than 200 Not less than HK$100 million More than 200 Not less than HK$200 million An employer is required to meet both his liabilities under the Ordinance and the Common Law. The Ordinance only...

... • Additional requirements of ORSA Report for Tier 1 and Tier 2 Groups 32 10. Reporting to the Insurance Authority and Supervisory Review 36 11. Implementation 37 Glossary 38 Annex A Three-tier group-wide supervisory approach 41 Annex B Reportable types of intra-group transaction or event 43 1 1. Introduction...

... about his / her complaint. Call termination policy In the event a complainant uses foul or abusive language with any IA staff, the complainant will be informed once that, if the use of such language continues, the discussion will be terminated, and the complainant will be advised to put the matter in...