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⏭... insurance policies being accepted, meant that the Companies were exposed to delays in identifying PEPs after the business relationship had been entered into. 6. After eventually identifying customers as PEPs, the Companies failed to take reasonable measures to identify their source of funds and source of...
https://www.ia.org.hk/english/infocenter/press_releases/files/Statement_of_Disciplinary_Action_20220131.pdf -
Date: 2022-01-31
... Details (2): Name of insurance products: Policy numbers: Policy effective dates: Name of MPF trustee/ MPF scheme: Other information: Check Box5: Off Check Box6: Off Check Box7: Off Check Box8: Off Check Box9: Off Check Box1: Off Check Box2: Off Check Box3: Off Check Box4: Off Other: Details of the...
https://www.ia.org.hk/english/aboutus/files/Editable_Complaint_Form_Eng_2022Jan.pdf -
Date: 2022-01-01
... Details (2): Name of insurance products: Policy numbers: Policy effective dates: Name of MPF trustee/ MPF scheme: Other information: Check Box5: Off Check Box6: Off Check Box7: Off Check Box8: Off Check Box9: Off Check Box1: Off Check Box2: Off Check Box3: Off Check Box4: Off Other: Details of the...
https://www.ia.org.hk/english/aboutus/files/Editable_Complaint_Form_Eng_2022Jan.pdf -
Date: 2022-01-01