... Regulated Person to respond within a certain period of time. The Preliminary Findings Letter and the opportunity to respond, provide another avenue for the Regulated Person to address the allegations and may also serve as a means of narrowing the issues in dispute. In order to conclude the investigation...

...:  Yes #  No # Please attach a copy of the documentary evidence. C. Education (Please state in chronological order.) Period Secondary School, Certificate/Diploma/ (Month/Year) College, University Class Attended Degree Attained From To D. Working Experience (Please state full employment record to date in...

... documentary evidence. C. Education (Please state in chronological order.) Period Secondary School, Certificate/Diploma/ (Month/Year) College, University Class Attended Degree Attained From To 4 D. Working Experience (Please state full employment record to date in chronological order.) Name and Address Period...

... hours on “Ethics or Regulations” (if any), that you are required to have earned (but not yet earned) during the CPD Assessment Period in order to be CPD-compliant. https://www.ia.org.hk/en/legislative_framework/files/GL24.pdf IA CPD Declaration Form Page 2 of 6 D. SHORTFALL OF CPD HOURS (IF ANY) If you...

... hours on “Ethics or Regulations” (if any), that you are required to have earned (but not yet earned) during the CPD Assessment Period in order to be CPD-compliant. https://www.ia.org.hk/en/legislative_framework/files/GL24.pdf IA CPD Declaration Form Page 2 of 6 D. SHORTFALL OF CPD HOURS (IF ANY) If you...

...:  Yes #  No # Please attach a copy of the documentary evidence. C. Education (Please state in chronological order.) Period Secondary School, Certificate/Diploma/ (Month/Year) College, University Class Attended Degree Attained From To D. Working Experience (Please state full employment record to date in...

... documentary evidence. C. Education (Please state in chronological order.) Period Secondary School, Certificate/Diploma/ (Month/Year) College, University Class Attended Degree Attained From To 4 D. Working Experience (Please state full employment record to date in chronological order.) Name and Address Period...

... Regulations. In response to the Execut ive Order issued by the President of the United States in September 2001, the Insurance Authority has also issued a c i rcu la r to insu rance ins t i tu t i ons advising them to watch out for any suspicious transact ions relat ing to those persons/ent i t ies prescr ibed...

... insurance intermediary, or to adjudicate disputes between authorised insurers/ licensed insurance intermediaries and policy holders, or to order an authorized insurer to pay a claim under an insurance policy, or to order an authorized insurer or licensed insurance intermediary to pay compensation to a...