... Microsoft Word - Disciplinary Fining Guidelines _English_.doc GL3A GUIDELINE ON EXERCISING POWER TO IMPOSE PECUNIARY PENALTY IN RESPECT OF ANTI-MONEY LAUNDERING AND COUNTER- TERRORIST FINANCING (For authorized insurers and reinsurers carrying on long term business, and licensed individual...

... Microsoft Word - Disciplinary Fining Guidelines _English_.doc GL3A GUIDELINE ON EXERCISING POWER TO IMPOSE PECUNIARY PENALTY IN RESPECT OF ANTI-MONEY LAUNDERING AND COUNTER- TERRORIST FINANCING (For authorized insurers and reinsurers carrying on long term business, and licensed individual...

... FORM A [para. 2, Sch. 5] Particulars Required in Respect of Individuals who are Proposing to Become Controllers within Meaning of Section 13B(1) of Insurance Ordinance (Cap. 41) Name of Authorized Insurer...

... FORM A [para. 2, Sch. 4] Particulars Required in Respect of Individuals who are Proposed to be Appointed as Controller within Meaning of Section 13A(12) of Insurance Ordinance (Cap. 41), Director Pursuant to Section 13AC(1) of the Ordinance or Authorized Representative under Section 50B of the...

... FORM A [para. 2, Sch. 2] Particulars Required in Respect of Individuals who are Controllers or Directors Name of §Authorized Insurer/Insurer *............................................................................ The following are particulars of— §(a...

... FORM A [para. 2, Sch. 6] Particulars Required in Respect of Individuals who have Become Controllers in Contravention of Section 13B(2) of Insurance Ordinance (Cap. 41) Name of Authorized Insurer*........................................................................................... The...

...迅速應保監局要求提供證明其符合持續專 https://www.ia.org.hk/tc/legislative_framework/files/Chi_GL24_CPD.pdf https://www.ia.org.hk/tc/legislative_framework/files/Chi_GL24_CPD.pdf https://www.ia.org.hk/tc/legislative_framework/files/Chi_GL24_CPD.pdf https://www.ia.org.hk/tc/legislative_framework/files/Chi_GL24_CPD.pdf 2...

...迅速應保監局要求提供證明其符合持續專 https://www.ia.org.hk/tc/legislative_framework/files/Chi_GL24_CPD.pdf https://www.ia.org.hk/tc/legislative_framework/files/Chi_GL24_CPD.pdf https://www.ia.org.hk/tc/legislative_framework/files/Chi_GL24_CPD.pdf https://www.ia.org.hk/tc/legislative_framework/files/Chi_GL24_CPD.pdf 2...

... to determine whether there is any suspicion and should also be aware that the customer subject to the request can be a victim of crime. Chapter 7 – Suspicious Transaction Reports and Law Enforcement Requests https://www.ia.org.hk/en/supervision/antimoney_laundering...

... to determine whether there is any suspicion and should also be aware that the customer subject to the request can be a victim of crime. Chapter 7 – Suspicious Transaction Reports and Law Enforcement Requests https://www.ia.org.hk/en/supervision/antimoney_laundering...