... actions Regulation of Intermediaries Upgrade professional standards and ethical behaviour 8 Regulation of Intermediaries – Policy Objectives Promote fair and transparent regulation to facilitate market development Upgrade the professionalism of insurance intermediaries Advocate a robust but flexible...

... or disciplinary record, etc. ), the individual account owner will need to upload them to the folder namely “Other Documents”, which is able to support a maximum of 10 files, with each file of a maximum size of 2 MB. The IIC can support format such as JPG, JPEG, PNG and PDF. https://www.ia.org.hk/en...

... or disciplinary record, etc. ), the individual account owner will need to upload them to the folder namely “Other Documents”, which is able to support a maximum of 10 files, with each file of a maximum size of 2 MB. The IIC can support format such as JPG, JPEG, PNG and PDF. https://www.ia.org.hk/en...

... Insurance Authority warns against fraudulent mobile application 4 May 2021 The Insurance Authority (IA) today (4 May 2021) alerted the public to a fraudulent mobile application at “https://appsliner.com...

... Regulatory Reminders Licensed insurance broker companies - Good practices on notifications in relation to changes in directors and controllers December 2023   Under section 64ZZD of the Insurance Ordinance, a licensed insurance broker company is...

... Understanding a Participating Policy How to choose a participating policy 1. Assess your personal needs You should carefully examine your objectives and protection needs before taking out a participating policy. If you would like to...

... to comply with this Guideline may be subject to disciplinary or other actions under the AMLO and/or the IO for non-compliance with the relevant requirements. 1.4 This Guideline is intended for use by IIs and their officers and staff1. This Guideline also: (a) provides a general background on the...

... Guideline is intended for use by IIs and their officers and staff1. This Guideline also: (a) provides a general background on the subjects of money laundering and terrorist financing (ML/TF), including a summary of the main provisions of the applicable AML/CFT legislation in Hong Kong; and (b) provides...

... Insurance Authority warns against unauthorized social media platform 5 February 2020 The Insurance Authority (IA) today (5 February 2020) alerted the public to an unauthorized social media platform with the domain name of “https...

... Microsoft Word - Disciplinary Fining Guidelines _English_.doc GL3A GUIDELINE ON EXERCISING POWER TO IMPOSE PECUNIARY PENALTY IN RESPECT OF ANTI-MONEY LAUNDERING AND COUNTER- TERRORIST FINANCING (For authorized insurers and reinsurers carrying on long term business, and licensed individual...