... Consultation Conclusions on the Draft Guideline on Exercising Power to Impose Pecuniary Penalty in Respect of Regulated Persons Under the Insurance Ordinance (Cap. 41) June 2019 Contents Page Introduction 1 Feedback Received and IA’s Responses 3 Feedback Outside of Scope of Consultation Exercise 9...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_on_Pecuniary_Penalty_GL_Eng.pdf -
Date: 2019-09-03
... Consultation Conclusions on the Draft Guideline on Exercising Power to Impose Pecuniary Penalty in Respect of Regulated Persons Under the Insurance Ordinance (Cap. 41) June 2019 Contents Page Introduction 1 Feedback Received and IA’s Responses 3 Feedback Outside of Scope of Consultation Exercise 9...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_on_Pecuniary_Penalty_GL_Eng.pdf -
Date: 2019-09-10
... November 2015 Statements issued by the Financial Action Task Force on Money Laundering (“FATF”) 29 October 2015 United Nations (Anti-Terrorism Measures) Ordinance 15 October 2015 United...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circulars_on_anti-money_laundering_matters_2015.html -
Date: 2017-06-23
... Insurance Authority consults on the financial and other requirements for licensed insurance broker companies 23 November 2018 The Insurance Authority (IA) today (23 November 2018) launched a two-month public consultation on the draft Insurance...
https://www.ia.org.hk/english/infocenter/press_releases/20181123.html -
Date: 2018-11-23
... Meeting of the Working Group on Risk-based Capital Regime Programme rundown Download Presentation materials Topic: Update on RBC development in Hong Kong Speaker: Mr Raymond Tam, Executive Director, Policy and...
https://www.ia.org.hk/english/aboutus/task_force/activities_meetings/Meeting_of_the_Working_Group_on_Risk-based_Capital_Regime.html -
Date: 2018-11-13
... Consultation conclusions on codes of conduct for licensed insurance agents and licensed insurance brokers 3 September 2019 The Insurance Authority (IA) today (3 September 2019) published the consultation conclusions in respect of two draft...
https://www.ia.org.hk/english/infocenter/press_releases/20190903.html -
Date: 2019-09-03
... traded in the market (society). (a) Demand and Supply Demand curve is a graph showing the quantity of a good that buyers are willing to buy on the x-axis at each price on the y-axis. The quantity demand is normally downward sloping with respect to price. This inverse relationship is attributed to the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/12.sn-IL-2017_eng.pdf -
Date: 2019-12-02
... quantities to produce at different prices. The interaction among buyers and sellers determines the market price and quantity of oranges traded in the market (society). (a) Demand and Supply Demand curve is a graph showing the quantity of a good that buyers are willing to buy on the x-axis at each price on...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-long-2015.pdf -
Date: 2019-12-02
...: (a) the process related to the generation, mitigation and management of any residual risk emerging from the dismantling of the SPE; - 12 - (b) the process on the share buy-back and disposal of the investment portfolio, if any; and (c) any residual risks that will revert to the sponsor/insurer on...
https://www.ia.org.hk/english/legislative_framework/files/GL17.pdf -
Date: 2020-09-24
... Common Types of Misconduct and the corresponding Starting Point of Disciplinary Action Guidelines on Disciplinary Actions (Effective on 1 July 2015) 紀律行動指引(於 2015 年 7 月 1 日起生效) Common types of misconduct 常見違規行為類別 Max. disciplinary action (period of term. of Reg.) 最高紀律行動(撤銷登記時間) In breach of 違反...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_IARB_Guidelines_on_Disciplinary_Actions_v2_2_6_2015_20190823.pdf -
Date: 2019-12-20