... services standards etc. From 1st January to 30th June 2021 From 1st January to 30th June 2020 Representation of Information 13% Claims 18% Conduct 30% Business or Operations 21% Services 16% Insurance Intermediary against Insurer 1% Others 1% Total: 738 Representation of Information 15% Claims 17% Conduct...

... Draft 12 November 2018 Our Ref: INS/TEC/6/45 To : Chief Executives of all authorized insurers carrying on long term business Dear Sirs, Statements issued by the Financial Action Task Force on Money Laundering (“FATF”) Further to our letter of 18 July 2018, we are writing to inform you of the...

... Friends Provident Int'l 31-12-17 3 - - 6,894 富通保險 FTLife 31-12-17 1,239 42,596 - 158,983 香港富邦人壽 Fubon Life Hong Kong 31-12-17 - - - - 富衛人壽 FWD Life 31-12-17 3,698 169,956 - 720,777 忠意人壽 Generali Life (HK) 31-12-17 - - - - Generali Worldwide Generali Worldwide 31-12-17 - - - - 恒生保險 Hang Seng Insurance...

... cir_aml_20190313 13 March 2019 Our Ref: INS/TEC/6/45 To : Chief Executives of all authorized insurers carrying on long term business Dear Sirs, Statements issued by the Financial Action Task Force (“FATF”) Further to our letter of 12 November 2018, we are writing to inform you of the following...

... as a group and in the latter case, the insurer’s role in that group; (x) the nature and extent of any financial crime facilitated, occasioned or otherwise attributable to the conduct; (xi) the level of senior management involved and the extent of their involvement; (xii) whether there is a breach of...

... Product Selection 6. Members should put in place appropriate procedures to select from the market and present to clients suitable and adequate options that are available to meet their specific needs and financial circumstances. 7. Members should be both provider and product neutral in the selection...

... All applicants should also complete Form IA-IB5 and, if applicable, Form IA-IB6 in respect of each of their chief executives and technical representatives respectively. (one form for each person) Notes on Completion of this Form 1. If there is insufficient space to complete the answer to any question...

... All applicants should also complete Form IA-IB5 and, if applicable, Form IA-IB6 in respect of each of their chief executives and technical representatives respectively. (one form for each person) Notes on Completion of this Form 1. If there is insufficient space to complete the answer to any question...

...’s insurance policy? A5. No. Under section 71(4) of the IO, client monies relating to a client may only be used for the purposes of that client. Q6. What follow-up action should be taken by a licensed insurance broker company if irregularities are identified when performing bank reconciliation of its...