... constituent members of Bodies of Insurance Brokers 5 4. Fundamental Principles relating to the test on fitness and propriety of an insurance broker 15 5. Submission of annual financial statements and auditor’s report 23 6. Commencement 25 Exhibits Annexure - Notice to client A - Acknowledgement B - Notice to...

... Applications for new licences by deemed licensees Cut-off dates for applications 中文譯本: 有關被視作已持牌人士申領新牌照的事宜 申領牌照的截止日期   15 March 2022 Launch of Remote Invigilation Mode Examination (RIME) of the Insurance...

... intermediaries carrying on long term insurance business. 2 The Companies contravened sections 5(1), 10(1), 10(2), 15, 19(1), 19(3) and 23 of Schedule 2 to AMLO. ...

... All applicants should also complete Form IA-IB5 and, if applicable, Form IA-IB6 in respect of each of their chief executives and technical representatives respectively. (one form for each person) Notes on Completion of this Form 1. If there is insufficient space to complete the answer to any question...

... All applicants should also complete Form IA-IB5 and, if applicable, Form IA-IB6 in respect of each of their chief executives and technical representatives respectively. (one form for each person) Notes on Completion of this Form 1. If there is insufficient space to complete the answer to any question...

...’s insurance policy? A5. No. Under section 71(4) of the IO, client monies relating to a client may only be used for the purposes of that client. Q6. What follow-up action should be taken by a licensed insurance broker company if irregularities are identified when performing bank reconciliation of its...

... All applicants should also complete Form IA-IB5 and, if applicable, Form IA-IB6 in respect of each of their chief executives and technical representatives respectively. (one form for each person) Notes on Completion of this Form 1. If there is insufficient space to complete the answer to any question...

...’s insurance policy? A5. No. Under section 71(4) of the IO, client monies relating to a client may only be used for the purposes of that client. Q6. What follow-up action should be taken by a licensed insurance broker company if irregularities are identified when performing bank reconciliation of its...

... target benefit / protection period for insurance policy? (tick one)  < 1 year  1-5 years  6-10 years  11-20 years  > 20 Years 4. Your capacity to pay premiums for insurance or to contribute to investments: a. What is your average monthly income from all sources in the past 2 years? (tick one or more...

... persons and arrangements (R24-R25) Powers & responsibilities of competent authorities and other institutional measures (R26-R35) International cooperation (R36-R40) What are 40 Recommendations? R1 Assessing risk & applying a risk- based approach R3 Money laundering offence R6 Targeted financial sanctions...