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Eng_GL23_FPP.pdf
... this Guideline, unless the context otherwise specifies: (a) “business entity” means a sole proprietorship, a partnership or a company; and 2 (b) “individual licensee” means: (i) a licensed individual insurance agent (being an individual who has a licence referenced in paragraph 3.1(b)); (ii) a licensed...
https://www.ia.org.hk/english/legislative_framework/files/Eng_GL23_FPP.pdf -
Date: 2020-09-24
[PDF]
GuidelineonFitandProperCriteriaforLicensedInsuranceIntermediariesundertheInsuranceOrdinance.pdf
... this Guideline, unless the context otherwise specifies: (a) “business entity” means a sole proprietorship, a partnership or a company; and 2 (b) “individual licensee” means: (i) a licensed individual insurance agent (being an individual who has a licence referenced in paragraph 3.1(b)); (ii) a licensed...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonFitandProperCriteriaforLicensedInsuranceIntermediariesundertheInsuranceOrdinance.pdf -
Date: 2020-06-24
... this Guideline, unless the context otherwise specifies: (a) “business entity” means a sole proprietorship, a partnership or a company; and 2 (b) “individual licensee” means: (i) a licensed individual insurance agent (being an individual who has a licence referenced in paragraph 3.1(b)); (ii) a licensed...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonFitandProperCriteriaforLicensedInsuranceIntermediariesundertheInsuranceOrdinance_Brokers.pdf -
Date: 2020-06-24
[PDF]
Eng_GL23_FPP.pdf
... this Guideline, unless the context otherwise specifies: (a) “business entity” means a sole proprietorship, a partnership or a company; and 2 (b) “individual licensee” means: (i) a licensed individual insurance agent (being an individual who has a licence referenced in paragraph 3.1(b)); (ii) a licensed...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Eng_GL23_FPP.pdf -
Date: 2019-09-10
... Consultation Paper and the IA’s responses. The IA’s responses to the feedback on respective General Principles are summarized in Part II. Question 1 - Do you agree with the proposed principle-based approach of the Agents’ Code and that the General Principles and their related Standards and Practices provide a...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_Agents_Code_Eng.pdf -
Date: 2019-09-03
... Consultation Paper and the IA’s responses. The IA’s responses to the feedback on respective General Principles are summarized in Part II. Question 1 - Do you agree with the proposed principle-based approach of the Agents’ Code and that the General Principles and their related Standards and Practices provide a...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Agents_Code_Eng.pdf -
Date: 2019-09-10
... of authorized insurers and a (ii) sub-cap on the maximum number of long term insurers, by which a licensed individual insurance agent or a licensed insurance agency may be appointed. The IA proposes that the overall cap should be increased from four to five and the sub-cap should remain two. The IA...
https://www.ia.org.hk/english/infocenter/files/Consultation_Paper_on_Draft_Rules_on_Max_Number_of_Insurers_ENG.pdf -
Date: 2018-10-31
... Annex I. Hong Kong, being one of the FATF members, is obliged to follow the decision of the FATF and you are requested to implement counter-measures to Myanmar. A copy of the FATF press release of 3 November 2003 in respect of Myanmar is attached at Annex II for your reference....
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular181103.html -
Date: 2017-06-23
...; I. New Statutory Requirements II. Preparatory Works III. Proposed New Rules, Codes and Guidelines IV. Applicable Rules Issued by the SROs ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/implementation_new_regulatory_regime_for_insurance_intermediaries.html -
Date: 2019-08-23
[PDF]
Cirdd1732020.pdf
... proliferation. (ii) Iran The FATF fully lifts the suspension of counter-measures given Iran’s failure to enact the Palermo and Terrorist Financing Conventions in line with the FATF Standards. The FATF remains concerned with the terrorist financing risk emanating from Iran and the threat this poses to the...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/Cirdd1732020.pdf -
Date: 2020-05-25