... this Guideline, unless the context otherwise specifies: (a) “business entity” means a sole proprietorship, a partnership or a company; and 2 (b) “individual licensee” means: (i) a licensed individual insurance agent (being an individual who has a licence referenced in paragraph 3.1(b)); (ii) a licensed...

... this Guideline, unless the context otherwise specifies: (a) “business entity” means a sole proprietorship, a partnership or a company; and 2 (b) “individual licensee” means: (i) a licensed individual insurance agent (being an individual who has a licence referenced in paragraph 3.1(b)); (ii) a licensed...

... Consultation Paper and the IA’s responses. The IA’s responses to the feedback on respective General Principles are summarized in Part II. Question 1 - Do you agree with the proposed principle-based approach of the Agents’ Code and that the General Principles and their related Standards and Practices provide a...

... Consultation Paper and the IA’s responses. The IA’s responses to the feedback on respective General Principles are summarized in Part II. Question 1 - Do you agree with the proposed principle-based approach of the Agents’ Code and that the General Principles and their related Standards and Practices provide a...

... of authorized insurers and a (ii) sub-cap on the maximum number of long term insurers, by which a licensed individual insurance agent or a licensed insurance agency may be appointed. The IA proposes that the overall cap should be increased from four to five and the sub-cap should remain two. The IA...

... notes and tab within the Data Collection Template. ii. The submission pack is prepared based on our best effort with sufficient and reasonable controls and review. iii. The submission pack is prepared without any changes to the format and design of the template as provided by Insurance...

... notes and tab within the Data Collection Template. ii. The submission pack is prepared based on our best effort with sufficient and reasonable controls and review. iii. The submission pack is prepared without any changes to the format and design of the template as provided by Insurance...

... purposes or for use within an insurance institution. These materials may not be reproduced for or distributed to third parties, or used for commercial purposes without the OCI’s prior written consent. 3 Outline I. Money Laundering / Terrorist Financing (“ML/TF”) Risk Assessment at institutional level II...

... purposes or for use within an insurance institution. These materials may not be reproduced for or distributed to third parties, or used for commercial purposes without the OCI’s prior written consent. 3 Outline I. Money Laundering / Terrorist Financing (“ML/TF”) Risk Assessment at institutional level II...