...) to investigate complaints and handle enquiries; (vii) to conduct legal proceedings, inspection, investigation, and taking enforcement or disciplinary actions; (b) to co-operate with and assist any other regulatory body and/or law enforcement body of Hong Kong, or of any place outside Hong Kong...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/cpd_declaration_form_eng.pdf -
Date: 2022-05-19
... circumstances, the non- guaranteed benefits may be zero. (vi) In Sections 4 and 5, benefits under Pessimistic Scenario are based on a decrease of about x% p.a. whereas benefits under Optimistic Scenario are based on an increase of about y% p.a. in comparing with the current assumed investment return. (vii) As...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/5.Standard_Illustration_for_Participating_Policies.pdf -
Date: 2019-12-20
... and terms of the same type of insurance product of different authorized insurers; (v) soliciting clients’ personal information with a view to providing insurance services to them; (vi) collecting insurance premiums; (vii) issuing or renewing insurance policies; (viii) providing channel for policy...
https://www.ia.org.hk/english/legislative_framework/files/GL8.pdf -
Date: 2020-09-24
... course of carrying on general business or long term business, shall not exceed a specified amount; (vi) Actuarial investigations – The IA may cause an authorized insurer carrying on long term business to cause an actuary to make an investigation into its financial condition; (vii) Acceleration of...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_Insurers_dd_18122020.pdf -
Date: 2020-12-21
...; (iv) monies drawn on client’s written authority; (v) interests received from deposits placed with client account; (vi) monies required to be withdrawn for settlement of bank charges incurred on a client account; and (vii) monies which may by mistake or accident have been paid into the account in...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN11_Guidance_Note_on_Keeping_of_Separate_Client_Monies_v1_16_8_2013_eg19.pdf -
Date: 2019-12-20
... received from deposits placed with client account; (vi) monies required to be withdrawn for settlement of bank charges incurred on a client account; and (vii) monies which may by mistake or accident have been paid into the account in contravention of paragraph (D)(a). For the avoidance of doubt, monies...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN11_Guidance_Note_on_Keeping_of_Separate_Client_Monies_v2_12_5_2015_eg19.pdf -
Date: 2019-12-20