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⏭... personal data on the public registers established by the IA and/or the website of the IA (where applicable); (vi) to investigate complaints and handle enquiries; (vii) to conduct legal proceedings, inspection, investigation, enforcement or disciplinary actions; (b) to co-operate with and assist any other...
https://www.ia.org.hk/english/infocenter/forms/files/Form_S6_Eng_June_2021.pdf -
Date: 2022-01-06
... personal data on the public registers established by the IA and/or the website of the IA (where applicable); (vi) to investigate complaints and handle enquiries; (vii) to conduct legal proceedings, inspection, investigation, enforcement or disciplinary actions; (b) to co-operate with and assist any other...
https://www.ia.org.hk/english/infocenter/forms/files/Form_S6_Eng_June_2021.pdf -
Date: 2022-05-31
... maintained under the Ordinance (where applicable); (vi) to investigate complaints and handle enquiries; (vii) to conduct legal proceedings, inspection, investigation, and taking enforcement or disciplinary actions; (b) to co-operate with and assist any other regulatory body and/or law enforcement body of...
https://www.ia.org.hk/english/infocenter/forms/files/IA_CPD_Declaration_Form_Eng_2021_22.pdf -
Date: 2022-05-31
... maintained under the Ordinance (where applicable); (vi) to investigate complaints and handle enquiries; (vii) to conduct legal proceedings, inspection, investigation, and taking enforcement or disciplinary actions; (b) to co-operate with and assist any other regulatory body and/or law enforcement body of...
https://www.ia.org.hk/english/infocenter/forms/files/IA_CPD_Declaration_Form_Eng_2021_22.pdf -
Date: 2022-05-31
... handle enquiries; (vii) to conduct legal proceedings, inspection, investigation, enforcement or disciplinary actions; (b) to co-operate with and assist any other regulatory body and/or law enforcement body of Hong Kong, or of any place outside Hong Kong, whenever appropriate, and to the extent permitted...
https://www.ia.org.hk/english/infocenter/forms/files/Form_S5_Eng_June_2021.pdf -
Date: 2022-01-06
...) to investigate complaints and handle enquiries; (vii) to conduct legal proceedings, inspection, investigation, and taking enforcement or disciplinary actions; (b) to co-operate with and assist any other regulatory body and/or law enforcement body of Hong Kong, or of any place outside Hong Kong...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/cpd_declaration_form_eng.pdf -
Date: 2021-12-06
...) to investigate complaints and handle enquiries; (vii) to conduct legal proceedings, inspection, investigation, and taking enforcement or disciplinary actions; (b) to co-operate with and assist any other regulatory body and/or law enforcement body of Hong Kong, or of any place outside Hong Kong...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/cpd_declaration_form_eng.pdf -
Date: 2021-05-06
... handle enquiries; (vii) to conduct legal proceedings, inspection, investigation, enforcement or disciplinary actions; (b) to co-operate with and assist any other regulatory body and/or law enforcement body of Hong Kong, or of any place outside Hong Kong, whenever appropriate, and to the extent permitted...
https://www.ia.org.hk/english/infocenter/forms/files/Form_S5_Eng_June_2021.pdf -
Date: 2022-05-31