... closely when it comes to cross-sector Fintech development. If a firm 3 intends to conduct a pilot trial of a cross-sector Fintech product, it may apply to the regulator it considers most relevant. The regulator would then act as the primary point of contact and assist in liaising with the other regulators...

... rise to the need for consolidated or group-wide supervision by the other Authority (the home Authority). The Authorities 3. The OSFI was established in July 1987 by the Office of the Superintendent of Financial Institutions Act (OSFI Act). Under this Act, the OSFI is responsible for regulating and...

...告示 香港警務處持有並保留本簡報檔案包括版權在內的所有權益。除預 先獲得警務處處長書面許可外，本簡報檔案只可用作個人學習及處 理公務上用途。 @H on g Ko ng P ol ic e Fo rc e fo r Tr ai ni ng P ur po se O nl y 1. About JFIU 2. Key Legislation 3. Suspicious Transaction Reports (STRs) 4. Feedback on STRs 5. Case Sharing S T R ©Hong Kong Police Force香港警務處版權所有...

...”)? ☐ Yes (If Yes, please provide your SFC licence no.:_____________________) ☐ No 3. † Has the Individual ever been registered with the Hong Kong Monetary Authority (“HKMA”)? ☐ Yes (If Yes, please provide your HKMA registration no.:_________________) ☐ No 1 According to section 64F of the Insurance...

...”)? ☐ Yes (If Yes, please provide your SFC licence no.:_____________________) ☐ No 3. † Has the Individual ever been registered with the Hong Kong Monetary Authority (“HKMA”)? ☐ Yes (If Yes, please provide your HKMA registration no.:_________________) ☐ No 1 According to section 64F of the Insurance...

... June 2018)  information highlighting the liquidity risk associated with the product. 3) The FNA must include all the questions and multiple choice options as set out in the Appendix. However, Member Companies may include additional questions and/or multiple choice options, if they consider that such...

... standards for insurers and insurance intermediaries when carrying on insurance business and regulated activities involving premium financing. 3 For enquiries about the contents of this circular, please contact: Julie Zhu, Senior Manager, Long Term Business Division, IA (Tel: 3899 9902) Candy Tam, Senior...

... activities.   Requirements in relation to anti-money laundering are set out in GL3: Guideline on Anti-Money Laundering and Counter-Terrorist Financing. The IA adopts a risk-based approach, taking into account various risk factors, such as types of business engaged including lines of insurance...

.../Major-projects/Insurance-contract 3 Appendix 1: Overview of Institute due process activities prior to issuing Amendments to HKFRS 17 The FRSC is tasked to develop Hong Kong Financial Reporting Standards through a due process outlined in the Preface to Hong Kong Financial Reporting Standards, which the FRSC has...

... refused to return the remaining amount unless the complaint was withdrawn and a public apology was issued. Later the insurance agent returned a further RMB3,000. The complaint prompted the insurer to conduct an audit call on all of the agent’s clients whose policies had lapsed within the...