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Cir_dd_07.07.2021.pdf
...:[email protected] mailto:[email protected] 檔號：MC/CPD/CIR 僅經電郵發送 致：所有獲授權保險人的行政總裁、持牌保險代理機構及持牌保險經紀公司的負責人 敬啟者： 持續專業培訓 (「培訓」) 規定 2019/20 及 2020/21 合併評核期的培訓合規情況匯報程序 主事人向保險業監管局 (「保監局」) 匯報之詳細說明 就本局於 2021 年 4 月 1 日發出有關 2019 年 9 月 23 日至 2020 年 7 月 31 日 (2019/20) 及 2020 年 8 月 1 日至 2021 年 7 月 31 日 (2020/21) 的合併評核期的培訓合規匯報程序通函， 本局現...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_07.07.2021.pdf -
Date: 2021-09-09
... of the course(s) I attended to earn CPD hour(s). 8. I understand the IA may take disciplinary actions against me if I have failed to comply with any CPD requirements as specified by the IA and/or I have made any false declaration in this CPD Declaration Form. 9. I understand I am required to retain...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/cpd_declaration_form_eng.pdf -
Date: 2021-05-06
... of the course(s) I attended to earn CPD hour(s). 8. I understand the IA may take disciplinary actions against me if I have failed to comply with any CPD requirements as specified by the IA and/or I have made any false declaration in this CPD Declaration Form. 9. I understand I am required to retain...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/cpd_declaration_form_eng.pdf -
Date: 2022-05-19
[PDF]
cir_aml_20180531.pdf
...) Ongoing monitoring; 7) Suspicious transaction reporting; and 8) Staff/insurance agent training. /… - 2 - The IA wishes to emphasize that the senior management of any insurer is responsible for oversight of the AML/CFT function. Section 2.11 of the Guideline stipulates that senior management should be...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20180531.pdf -
Date: 2019-02-01
... Confederation of Insurance Brokers Address: Room 3407, AIA Tower, 183 Electric Road, Fortress Hill, Hong Kong. Tel: 2882 9943 & Fax: 2890 2137 E-mail: [email protected] Professional Insurance Brokers Association Address: Room 2507- 8, 25/F., China Insurance Group Building, 141 Des Voeux Road Central, Central, Hong...
https://www.ia.org.hk/english/infocenter/statistics/files/Complaint_Form_Eng_201807.pdf -
Date: 2019-09-12
... – Risk-based approach (RBA) 8 Customer risk assessment Based on a holistic view of the information obtained in the context of the application of CDD measures, an II should be able to finalize the customer risk assessment. Customer Product, service and transaction risk Country riskCustomer risk Delivery...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Recent_Update_on_GL3_2019.pdf -
Date: 2021-11-12
... – Risk-based approach (RBA) 8 Customer risk assessment Based on a holistic view of the information obtained in the context of the application of CDD measures, an II should be able to finalize the customer risk assessment. Customer Product, service and transaction risk Country riskCustomer risk Delivery...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Recent_Update_on_GL3_2019.pdf -
Date: 2022-04-27
... – Risk-based approach (RBA) 8 Customer risk assessment Based on a holistic view of the information obtained in the context of the application of CDD measures, an II should be able to finalize the customer risk assessment. Customer Product, service and transaction risk Country riskCustomer risk Delivery...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Recent_Update_on_GL3_2019.pdf -
Date: 2019-11-05